| Job alert | Jobs 1 - 2 of 2 |
SRU Accounts Team Specialist
Morgan Stanley
–
South Jordan, UT
... • Keep current on SEC/FINRA, Compliance and firm guidelines and policy and procedure changes and apply to processing and all interaction to ensure risk mitigation • Participate in projects and/or remediation efforts as needed including pilot ... - May 01
Risk Officer: Central Review Unit
Morgan Stanley
–
South Jordan, UT
... to see an assignment through from conception to completion · Knowledge of SEC, Finra and firm compliance policies · Effective written and verbal communication skills · Strong attention to detail · Ability to identify issues and trends to provide ... - Apr 10