| Job alert | Jobs 1 - 6 of 6 |
Quality Control (KYC) - Assistant Vice President
Morgan Stanley
–
Purchase, NY, 10577
... Primary Responsibilities Perform an end-to-end Quality Control KYC review of new onboarding and periodic review files as an individual contributor Determine sampling population in accordance with procedures Assist in preparing ongoing and ad hoc ... - Apr 25
US Head Of Compliance
Madison-Davis, LLC
–
White Plains, NY, 10606
... Responsibilities: • Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. • Responsible for managing, administering, and enhancing all ... - Apr 28
VP, Consumer Bank Fraud Strategy Analyst
Synchronyfinancial
–
Stamford, CT
... bank fraud and/or AML/ Operations Demonstrated expertise in financial crimes, regulatory compliance, payment association and other related governing rules/guidelines including ID Theft Red Flags, Vulnerable Americans, KYC/CIP/EDD/Patriot Act, Reg. ... - Apr 22
Sales Support Associate
Bank of America
–
Melville, NY
... Key responsibilities include supporting client management teams with sales, referrals, Know Your Customer (KYC) onboarding, and client retention. Job expectations include supporting the operational and risk components of the client relationship, ... - Mar 29
Associate Client Advisor
Bessemer Trust
–
Greenwich, CT, 06830
... * Working knowledge of trust administration and fiduciary laws, policies, Regulation-9 and KYC preferred. * Analytical & independent problem solving skills. * Written and verbal communication skills. * Demonstrated leadership and teamwork qualities. ... - Apr 16
Associate
Morgan Stanley
–
Purchase, NY, 10577
... Investor onboarding/offboarding: CDD/EDD review, and KYC&AML review; regulations pertaining to domicile of the fund being serviced; Capital transaction processing: Subscription, Commitment, Redemption, Withdrawal, Transfer, Payment, Data change, and ... - Apr 01