| Job alert | Jobs 1 - 10 of 426 |
Compliance Officer-Swap Dealer/Security-Based Swap Dealer
Natixis Corporate & Investment Banking
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Manhattan, NY, 10261
... As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security-Based Swap Dealer (SBSD) regulation, CFTC Swap Dealer (SD) and NFA regulation, including responsibility for oversight of trade ... - Apr 10
Head of Swap Dealer, Volcker & IB Regulatory Governance
Larson Maddox
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New York City, NY
Job Title - Head of Swap Dealer, Volcker & IB Regulatory Governance Where - Weehawken or NYC Structure - 3 days in office / 2 days WFH THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that ... - Apr 04
Sales Agent
Pristine Auto Group
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Bloomfield, NJ, 07003
... data entry application for finance deals knowledge of dealer center or similar dealer software products excel proficiency vehicle sales listings and management - Apr 10
Broker Dealer Compliance - Assistant Vice President / Vice President
iCapital
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New York City, NY
... Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by iCapital's FINRA registered broker dealer subsidiary and SEC registered investment advisors. This individual will be responsible ... - Apr 17
Senior Regulatory Program Manager (Broker-Dealer Implementation) - NY
Mondrian Alpha Recruitment Solutions
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Manhattan, NY, 10261
... with 10-15+ years of experience in regulatory program management Preferably, a background with a prominent Big 4 consulting firm Expertise in Dodd-Frank regulations and a proven track record in implementing broker-dealer programs within the U.S. ... - Apr 26
Accounting Manager - Broker Dealer
Robert Half - US
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Manhattan, NY, 10261
... projects Requirements: 6+ years of Public and Private Accounting experience within Financial Services Knowledge of the Broker Dealer, Capital Markets or Securities industry CPA qualification Holding active Series 27 FINOP License is advantageous. ... - Apr 02
Poker Dealer - Temporary - Aria
MGM Resorts
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Manhattan, NY, 10019
The JOB It is the responsibility of the Poker Room Dealer to perform the act of dealing and running a game in a professional manner while providing excellent guest service. THE DAY-TO-DAY Conduct and assist with operation of poker games Get players ... - Apr 15
BMW Dealer Direct Sales Specialist - North East
SIXT USA
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New York City, NY
... We have a passion for style, technology, innovation, creativity, and entrepreneurial spirit.Job Description SIXT is looking for an Independent (Contract) Eastern & Western Regional Dealer Direct Sales Specialist. The incumbents will be responsible ... - Apr 11
BMW Dealer Direct Sales Specialist - North East
SIXT USA
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Brooklyn, NY
SIXT is looking for an Independent (Contract) Eastern & Western Regional Dealer Direct Sales Specialist. The incumbents will be responsible for soliciting unsigned & inactive BMW franchises for the SIXT Dealer Direct Program ((url removed)). They ... - Apr 16
Senior Accountant - Banking Broker Dealer
Robert Half - US
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Manhattan, NY, 10261
... review of holding company and broker dealer results, and inter-company confirmations Reconciliation and control of the staff expense system, including the review and control of staff submissions, payment processing and balance sheet disclosure. ... - Apr 02