| Job alert | Jobs 1 - 10 of 247 |
Brokerage Dealer Accounting and Reporting Lead (TX or MI)
Comerica
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Frisco, TX, 75034
... Responsible for all internal and external financial reporting and accounting for Comerica Securities, a FINRA regulated broker-dealer and a subsidiary of Comerica, Inc. Inaccurate reporting or failure to meet Net Capital requirements can result in ... - May 03
Senior Manager, Compliance Risk Testing - Branch - Broker Dealer
Charles Schwab
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Westlake, TX
... 7, 66, Investment Adviser Representative, CRCP and CAMS) General understanding of financial holding company, bank, broker-dealer, and investment advisory businesses, as well as testing standards/methodologies Familiarity with the execution of Second ... - May 05
Senior Manager, Compliance Risk Testing - Broker-Dealer/Investment
Charles Schwab Corporation
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Westlake, TX
... We are currently offering the opportunity for a dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and Investment Adviser programs. Though this is an ... - May 07
Business Line/Broker-Dealer Risk Specialist
Rb
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Dallas, TX, 75225
... Location: #LI-Hybrid About the Role: We are looking for a Broker/Dealer Risk Specialist to be part of a dedicated supervisory team responsible for supervising a large savings and loan holding company. This position is responsible for overseeing ... - May 01
Receptionist
Stonebriar Chevrolet
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Frisco, TX
... Our goal is to be the number-one Chevy dealer in Texas, and thanks to our wonderful employees and customers and employees, we're well on our way to achieving that goal! We are an equal opportunity employer and prohibit discrimination/harassment ... - Apr 28
Back End Developer
Akkodis
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Plano, TX, 75086
... technology communities, mentoring other members of the engineering community Collaborate with our product managers, and deliver robust cloud-based solutions that drive powerful experiences to help our Dealer/Consumer customers in the desking space. ... - May 06
Receptionist
Stonebriar Chevrolet
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Frisco, TX, 75035
... Our goal is to be the number-one Chevy dealer in Texas, and thanks to our wonderful employees and customers and employees, we're well on our way to achieving that goal! We are an equal opportunity employer and prohibit discrimination/harassment ... - May 02
Senior Manager, Compliance Risk Testing Branch - Broker Dealer
Charles Schwab
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Westlake, TX, 76262
... 7, 66, Investment Adviser Representative, CRCP and CAMS) General understanding of financial holding company, bank, broker-dealer, and investment advisory businesses, as well as testing standards/methodologies Familiarity with the execution of Second ... - Apr 30
Senior Manager, Compliance Risk Testing Broker-Dealer/Investment
Charles Schwab
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Westlake, TX, 76262
... We are currently offering the opportunity for a dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and Investment Adviser programs. Though this is an ... - Apr 24
Selling Sales Manger
Premier Systems Inc
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Plano, TX
Job Description A selling Sales Manager is needed for an independent Toshiba dealer to manage the existing sales team as well as facilitate growth through on boarding new reps in Plano, TX, and the surrounding market. A history of demonstrated ... - Apr 25