| Job alert | Jobs 21 - 30 of 224 |
Global Banking & Markets Operations-New York-Associate-Client
Asset & Wealth Management
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New York City, NY
$80000-$135000
... The Team’s primary function is to perform reviews to ensure compliance on all aspects of the on-boarding process, including Know Your Customer [KYC] & Regulatory policies. Through the course of our review process, we partner with key stakeholders ... - Jun 14
Global Banking & Market Operations-New York-Vice President-Client
Asset & Wealth Management
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New York City, NY
$100000-$235000
... The Team’s primary function is to perform reviews to ensure compliance on all aspects of the on-boarding process, including Know Your Customer [KYC] & Regulatory policies. Through the course of our review process, we partner with key stakeholders ... - Jun 14
Quality Control Analyst
Talent Portal
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Weehawken, NJ
$80,000 - $100,000
... Are you a strong communicator with a KYC/ AML/ Compliance or Legal background? Do you have an interest in ensuring the firm and its employees conduct business in accordance with federal and state laws and rules and regulations, including the rules ... - Jun 14
Compliance Onboarding Specialist
Rho
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Manhattan, NY, 10007
... Responsibilities * Reviewing KYB and KYC files for onboarding (including conducting quality assurance checks), and due diligence requests from various business verticals including customer service * Conduct routine sweeps on our customer base and ... - Jun 05
Bank Operations Consultant Temp (Banking exp. )
ACG Resources
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Manhattan, NY, 10019
... This consultant will be working within the Banking operation team and assist handling the increased workload of business new account requests, business account change signer requests, RFI/KYC requests, daily operations such as ICS and CDARS daily ... - Jun 17
Lead Data BSA
Creative Data Resources
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Jersey City, NJ
... Basic Qualifications 5-10 years of experience in data analysis, engineering or relevant space Good understanding of financial concepts including Banking, Risk, P&L, Secure Data Management, KYC and Fraud Strong experience with one or more cash ... - Jun 08
Private Markets Compliance Officer
KKR & Co. Inc.
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Manhattan, NY, 10007
... Information Barrier, including compliance oversight of certain public trading activities * Responding to due diligence and KYC requests from various third parties * Carrying out continuing compliance education for Firm personnel, preparing training ... - May 28
Compliance Onboarding Specialist
Rho
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New York, NY
... This individual will be responsible for quickly and efficiently processing onboarding applications, performing all necessary and appropriate KYB/KYC/EDD reviews, and assessing new or existing client relationships. The onboarding specialist will be ... - Jun 06
VP AML / OFAC Compliance Officer / Advisory (Financial Security)
Crédit Agricole CIB
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Manhattan, NY, 10261
... The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge ... - May 31
Operations Associate
Atlantic Group
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New York, NY
... Responsible for clearing breaks by updating internal system as well as working with third party providers Coordinate loan settlements as buyer, seller, and agent including KYC procedures, allocating trades and drafting flow of funds Review loan ... - May 26