| Job alert | Jobs 31 - 38 of 38 |
Financial Advisor - Canadian Specialist Financial Advisor
Morgan Stanley
–
Toronto, ON, Canada
... • Conduct strong due diligence on all products and services under consideration for clients, and prioritize Know Your Client (KYC), Know Your Product (KYP) and suitability obligations and the documentation thereof. • Design comprehensive and ... - May 30
Regional Branch Manager (Hybrid Work Environment)
Transamerica
–
Toronto, ON, Canada
... Job Description Responsibilities Pre-trade Know Your Client (KYC) review. Interact with clients (in a licensed capacity) to facilitate transactions when Approved Person (AP) is unavailable or it is not feasible for the client to work with the AP. ... - Jun 15
Senior Audit Manager - IA Quality Assurance (Compliance)
Citigroup
–
Mississauga, ON, Canada
... including KYC, AML, AB&C, Sanctions and Consumer Regulations. Strong understanding of Industry/Regulatory Standards for an IA function (IIA Standards, FRB 13-1, FDIC, OCC HS, etc.). Strong knowledge (interpretation and execution) of Citi’s Internal ... - Jun 14
Group Manager, AML Financial Crime Risk Investigation (Enhanced Due
Td
–
Toronto, ON, Canada
... · Strong knowledge and experience with KYC requirements, EDD and High Risk Customer Program. · Strong Knowledge and experience with various entity types and operations that may be deemed high risk in nature such as Money Service Businesses ... - Jun 17
Group Manager, AML Financial Crime Risk Investigations (Enhanced Due
Td
–
Toronto, ON, Canada
... Strong knowledge and experience with KYC requirements, EDD and High Risk Customer Program. Strong Knowledge and experience with various entity types and operations that may be deemed high risk in nature such as Money Service Businesses (Principals, ... - Jun 19
Group Manager, AML Financial Crime Risk Investigations (Enhanced Due
Td
–
Toronto, ON, Canada
... Strong knowledge and experience with KYC requirements, EDD and High Risk Customer Program. Strong Knowledge and experience with various entity types and operations that may be deemed high risk in nature such as Money Service Businesses (Principals ... - Jun 17
Licensed Branch Administrator
Raymondjames
–
Downtown Toronto, ON, M5J 1E6, Canada
... • Open/Update accounts & KYC, managing all documentation requirements • Organize the outlook calendar, scheduling and confirming meetings for the Branch Manager and Portfolio Manager(s); • Act as team lead during tax reporting season, liaising with ... - Jun 12
Manager, Tax - Reporting & BOR
Wealthsimple
–
Toronto, ON, Canada
... withholding tax is being charged to clients and that Wealthsimple is gathering appropriate and compliant account documentation (W8BEN/W8BENE/W9/KYC/RC518/RC519) where required. We're looking for someone who: Has a CPA accounting designation and 7+ ... - Jun 20