| Job alert | Jobs 1 - 10 of 277 |
Swap Dealer Compliance Associate
Phaxis
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Manhattan, NY, 10261
Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer and a deep ... - Apr 28
New Car Dealer Car Porter
Nissan of Huntington
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Huntington Station, NY, 11746
Job Description Job description Nissan of Huntington is looking for a porter. We pride ourselves in delivering a truly outstanding experience to our customers at all levels and across all departments. Our employees work hard to ensure our customers... - May 01
Senior Accountant - Banking Broker Dealer
Robert Half - US
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Manhattan, NY, 10261
... review of holding company and broker dealer results, and inter-company confirmations Reconciliation and control of the staff expense system, including the review and control of staff submissions, payment processing and balance sheet disclosure. ... - Apr 30
Broker Dealer Compliance Associate Director
Trevose Partners Limited
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Manhattan, NY, 10261
... Due to growth and rebranding of the company, the institution is looking to hire a Compliance Associate Director to join their Broker-Dealer group to their team in New York. The Broker-Dealer Compliance Associate Director will be expected to assist ... - May 15
Mechanic / Bobcat Dealer
Bobcat of New York
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Queens, NY, 11378
Job Description Equipment dealership is seeking a full time service technician to join our team. If you possess the skills needed to accurately diagnose and repair compact construction equipment such as skid steer loaders, compact excavators, track... - May 12
Full Stack Engineer, Broker Dealer Clearing
Clear Street
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Manhattan, NY, 10261
... them to completion You will develop a deep understanding of the business domain The Team: The mission of the Clear Street Broker-Dealer Clearing (BDC) team is to design the technology that enables the largest trading firms in the world to operate. ... - May 16
New Car Dealer Front Desk Receptionist
Nissan of Huntington
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South Huntington, NY, 11746
Job Description Job description Nissan of Huntington is looking for a Receptionist! You will be the first point of contact with our customers. We know that the front-line team members see more customers per day than our best Sales and Service... - May 02
Regulatory Advisory Manager - Broker Dealer
FORVIS
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Manhattan, NY, 10261
... Proficiency of SEA Rule 15c3-3 Customer Reserve and 15c3-1 Net Capital Understanding of other relevant SEA, CFTC, FINRA, and/or NFA rules pertaining to broker-dealer reporting requirements. Proficiency in MS Office: Word, Excel, PowerPoint, and ... - May 20
Broker Dealer Compliance
The PeterSan Group and PeterSan Legal Staffing
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Manhattan, NY, 10261
... Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer subsidiary and SEC registered investment advisors. This individual will be responsible for ... - May 12
Broker Dealer Compliance - Assistant Vice President / Vice President
iCapital
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Manhattan, NY, 10261
... Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by iCapital's FINRA registered broker dealer subsidiary and SEC registered investment advisors. This individual will be responsible ... - May 02