| Job alert | Jobs 81 - 90 of 146 |
VP, Risk & Compliance Officer, Broker-Dealer Investment Banking
Texas Capital Bancshares, Inc.
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Dallas, TX, 75201
... in the design, development, delivery and maintenance of the compliance program for the investment bank, with a focus on municipal advisory, municipal securities underwriting, and compliance with related MSRB, SEC and FINRA rules and regulations. ... - May 16
Technical Accounting Manager
AZZ Inc.
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Fort Worth, TX, 76107
... auditors during financial statement audits In depth understanding of financial reporting and accounting methodologies, including the application of GAAP standards In-depth knowledge of GAAP and SEC rules and regulations, as well as Sarbanes-Oxley. ... - Jun 01
Senior Associate- Tax
Iq-Eq
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Dallas, TX, 75207
... ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund ... - Jun 05
Senior Manager - Tax
Iq-Eq
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Dallas, TX, 75207
... ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund ... - Jun 05
Executive Director Information Technology
Taysha Gene Therapies
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Dallas, TX, 75215
... Demonstrated experience in regulatory compliance and audit requirements specific to IT, including GMP, GDPR, Sarbanes-Oxley controls, and SEC cybersecurity. Proven technical and operational expertise across all areas of the IT function. Knowledge of ... - Jun 02
Compliance Consultant I - Compliance Services Team (: FINRA
Avantax
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Dallas, TX, 75215
... Must have a reasonable knowledge of the FINRA and SEC regulations and general broker-dealer operations. Series 7, 63, and 24 are required. Series 65 or 66 is preferred. Proficiency in MS Office required. Physical Demand & Work Effort Keying/typing, ... - May 25
Senior Associate, Corporate Compliance
OCC
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Dallas, TX, 75225
... Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and ... - Jun 04
Sr. Corporate Counsel - Hybrid (Dallas, TX or Los Angeles, CA)
AECOM
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Dallas, TX, 75201
... + Provide advice and counsel to the senior management team on corporate law and governance matters, including SEC and NYSE rules and requirements. + Support existing processes related to public filings including 10-Ks, 10-Qs, Proxy Statements, 8-Ks, ... - May 15
Service Technician - Silver Leaf Villas
Atlantic Housing Foundation
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Fort Worth, TX
... 2+ years of multi-family maintenance experience or at least 2+ years of commercial maintenance experience (preferred) EPA Sec 608 Certification - either a Type I (small appliances) plus Type II (AC's), or Type Universal (required) Familiar with ... - May 12
Sr Bridge Engineer - Kiewit Infrastructure Engineers
Kiewit
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Westlake, TX
... The team in Westlake/Fort Worth will be supporting our latest D/B project in Texas - South East Connector (SEC) along with other D/B projects and pursuits. The SEC project involves expansion of 16 miles of I-820, I-20 and I-287 on the east side of ... - May 15