| Job alert | Jobs 91 - 100 of 145 |
Chief Accounting Officer
Enhabit Home Health & Hospice
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Dallas, TX
... Responsibilities: Lead and manage the accounting and financial reporting departments, including SEC reporting, payroll, and accounts payable. Prepare accurate financial statements and reports to interpret the company's financial position. Direct the ... - May 29
Senior Associate, Corporate Compliance
The Options Clearing Corporation
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Dallas, TX, 75201
... Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and ... - May 16
Compliance Consultant I - Compliance Services Team (: FINRA
Avantax
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Dallas, TX, 75201
... * Must have a reasonable knowledge of the FINRA and SEC regulations and general broker-dealer operations. * Series 7, 63, and 24 are required. 65 or 66 is preferred. * Proficiency in MS Office required. Physical Demand & Work Effort * Keying/typing, ... - May 28
Vice President of Investor Relations
S2 Capital
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Dallas, TX, 75215
... with a variety of personalities and positions Must be able to regularly travel for meetings with investors and business events Strong understanding of SEC laws and securities disclosure requirements, as well as filing requirements Company Website: - May 30
Assistant Controller
Invesco
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Dallas, TX, 75225
... You Will Be Responsible For: Overseeing the preparation of Quarterly and Annual Reports on Form 10-Q/K and managing the internal and external review for these documents Overseeing the preparation of other SEC reporting filings (424B3, 8-Ks, etc.) ... - May 20
Audit Senior Associate
Weaver
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Fort Worth, TX, 76102
... They will demonstrate a thorough understanding of technical accounting literature within the GAAP and SEC hierarchies and have an understanding of generally accepted auditing standards and common audit procedures and techniques for complex financial ... - May 21
Associate Principal, Third Party Risk Management
The Options Clearing Corporation
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Dallas, TX, 75201
... Securities and Exchange Commission (SEC), the U.S. Commodity Futures Trading Commission (CFTC), and the Board of Governors of the Federal Reserve System. OCC has more than 100 clearing members and provides central counterparty (CCP) clearing and ... - May 21
Registered Branch Associate
Edward Jones
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Colleyville, TX, 76034
... State insurance licenses are also required As an associate, you are required to complete all ongoing training offered by the firm and regulatory authorities FINRA and/or SEC Complete required CE training to ensure license(s) are in good standing ... - May 22
Legal Officer of Regulatory Compliance & Wealth Management
Integrity Marketing Group
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Dallas, TX, 75201
... This person will be responsible for compliance at Integrity Wealth with all applicable federal and state laws, including those of the Securities and Exchange Commission ("SEC"), relating to state securities, as well as the requirements of any self ... - May 15
Associate Counsel, Investments
GuideStone Financial Resources
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Dallas, TX, 75201
... * General legal knowledge regarding mutual funds and investment advisers with particular familiarity with the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the SEC rules thereunder. * Familiarity with legal due diligence ... - May 22