| Job alert | Jobs 61 - 70 of 581 |
Compliance, Federation Compliance - Regulatory Transaction Reporting
Asset & Wealth Management
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New York City, NY
$85000-$140000
... ROLE AND RESPONSIBILITIES This role will focus on, but not be limited to, providing Compliance coverage of Operations functions with an emphasis on non-financial regulatory reporting requirements in the Americas region such as CFTC and SEC swap ... - Jun 14
SEC Audit Manager
FORVIS, LLP
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Woodbridge, NJ, 07095
... How you will contribute: * Carrying out audit, review, and compilation engagements * Managing and supervising engagement teams on SEC audits and quarterly reviews * Effectively identifying and evaluating audit risk, plan engagements, and execute the ... - Jun 20
Acquisitions and Strategic Investments Group - Associate
181117-East Chi / Wisconsin Region Admin
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New York City, NY
$114,000.00-$150,000
... and corporate finance concepts Excellent PowerPoint and Excel skills Ability to conduct thorough, independent research (SEC filings, Factset, SNL, Bloomberg, Pitchbook, etc.) Strong communication and presentation skills, robust interpersonal ... - Jun 14
Infrastructure & Private Equity Tax Specialist
KKR & Co. Inc.
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Manhattan, NY, 10007
... * Responsible for quarterly and annual income tax footnote language and presentation of relevant SEC disclosures (10Q, 10K). * Stay updated on global tax trends, laws and regulations to ensure compliance and optimize tax strategies. QUALIFCATIONS * ... - Jun 08
Trade Compliance Officer
Hold Brothers
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Manhattan, NY, 10278
... He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance professionals supporting all areas of our business, the ... - Jun 09
Fund/Securities Transactional Attorney
Fawkes IDM
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New York City, NY
... Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies. Providing legal and regulatory guidance to clients on compliance with federal and state securities laws. Coordinating with colleagues and clients in the ... - Jun 01
SEC Audit Senior Manager
FORVIS, LLP
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Woodbridge, NJ, 07095
... How you will contribute: * Assisting with managing, developing, and coaching professional staff * Managing and supervising engagement teams on SEC audits and quarterly reviews * Reviewing detailed audit engagement procedures * Adequately identifying ... - Jun 20
Senior Compliance Counsel - Insurance Company
Larson Maddox
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Manhattan, NY, 10261
... prepare meeting materials and draft meeting minutes, review quarterly and annual SEC reports, etc. Support international endeavors with the firm’s foreign subsidiaries; navigate varying regulatory jurisdictions and advise accordingly, support ... - Jun 20
Client Services Paralegal
Advanced Dynamics Corp
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Manhattan, NY, 10005
... Some knowledge of the PSLRA, stock market, trading, finance, and familiarity with SEC filings is strongly preferred. Primary Responsibilities: § Proofreading client reports; § Preparing initial drafts of written case updates for clients based on ... - Jun 17
Data Controllers and Reporting - Executive Director
181117-East Chi / Wisconsin Region Admin
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Newark, NJ
... Lead data completion and accuracy for quarterly business results with various lines of business, Regulatory Controllers and SEC reporting teams Streamline business process improvements and technology enhancements Lead teams engaging with cross lines ... - Jun 12