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Senior Help Desk Analyst

TEKConn Services Inc.  –  Manhattan, NY, 10278
... customer service skills Thorough knowledge of Microsoft 365, MS Office Suite, and Windows 10/11 Mac experience is a plus A+, Sec +, MS 365 Certified: Fundamentals or equivalent certification Benefits Competitive salary Healthcare and dental benefits ... - Jun 20

Litigation Associate

Jobot  –  Manhattan, NY, 10261
... Gain exposure to high-profile cases in commercial litigation, securities, M&A, SEC enforcement, and antitrust. Benefit from a competitive compensation package, reflecting your valuable contribution to our success. Job Details 5-7+ years of ... - Jun 21

Attorney

TBG | The Bachrach Group  –  Manhattan, NY, 10037
... Must have experience in securities and capital markets work Public and private offerings, public company representation and SEC reporting, M&A, and general corporate work. - Jun 18

Automation QA (Python) - Equity Derivatives Desk

Talan  –  New York City, NY
... Knowledge of regulatory topics (SEC/FINRA guidelines and rules) and impacts to trading technologies is a plus Able to communicate timelines and milestones The salary range for this role is US$80,000 - US$125,000 Company’s Benefits At Talan, we ... - Jun 20

Controllers - Product Controllers, Deposit and Payments, Associate

Asset & Wealth Management  –  New York City, NY
$85000-$140000
... Global Lending & Deposit Controllers are self staters and subject matter experts in lending products who provide real-time business KPIs and external and management reporting (earnings call, SEC filings, etc.). If you have an appetite for problem ... - Jun 14

Private Markets Compliance Officer

KKR & Co. Inc.  –  Manhattan, NY, 10007
... guideline and regulatory monitoring / testing * Compliance with investment allocations policies and procedures, including SEC exemptive relief for co-investing * Monitoring and advising on conflicts of interest * Procedures, training and controls ... - May 28

Senior Private Banker - New York

Norman Alex  –  New York City, NY
... They could consider people in the US through their SEC license and also, through an overseas office, bankers outside the US prepared to work remotely. They are also open to less experienced profiles for someone who is a strong business developer and ... - Jun 12

SEC Audit Director

FORVIS, LLP  –  Woodbridge, NJ, 07095
Description & Requirements Our firm provides assurance services that go beyond the compliance function. Alongside the rest of our team, you will bring credibility to our client's financial picture, communicate information objectively and clearly... - Jun 20

Controller-Self Clearing Broker Dealer

AJ Consultancy  –  Manhattan, NY, 10005
... Prepare various regulatory filings for FINRA, SEC and other SRO's as necessary. Monthly accounting responsibility for certain balance sheet and P/L accounts. - Jun 15

Director and Assistant General Counsel

Bark & Co  –  Manhattan, NY, 10007
... WHO WE'RE SNIFFING FOR As a member of BARK's Legal Team, the Director and Assistant General Counsel - SEC and Compliance, will serve as a strategic legal advisor to the General Counsel. As a direct report to the General Counsel, the selected ... - Jun 17
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