| Job alert | Jobs 31 - 40 of 354 |
Corporate Paralegal
Kramer Levin Naftalis & Frankel LLP
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Manhattan, NY, 10261
... agenda, notices and proxy materials for corporate meetings Gather information to draft and file SEC reports; assemble filings Prepare for and attend corporate closings Draft simple agreements, contracts and standard form documents Establish IRS ... - Sep 13
Auditor
Michael Page
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Manhattan, NY, 10261
... Evaluate compliance with relevant regulations such as SEC, FINRA, and other applicable bodies. Recommend process improvements to reduce risk and enhance efficiency. Ensure adherence to trading-related laws, policies, and regulations. Profile 2-5 ... - Sep 20
Blackstone Credit & Insurance - BDC Finance, VP
Blackstone
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New York City, NY
... investment and P&L differences between internal accounting systems and administrator data Monitoring compliance with the SEC and IRS regulatory tests applicable to BDCs Preparation and review of 10-Q and 10-K SEC filings Working closely with the ... - Sep 18
Business Analyst- W2 Only No C2C
Matlen Silver
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Manhattan, NY, 10261
... application experience on Python, Quartz Must have application experience on ISDA UMR, SEC/SBS implementation Minimum 10-12 years of progressive experience in the banking industry. Financial products experience is required. Risk knowledge is a plus. - Aug 31
Business Analyst
HS Solutions Inc
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Rutherford, NJ, 07070
... SEC, Fed, OCC) would be highly desirable, as the GFT project is completely regulatory in nature and is being executed as a result of the Consent Order issued by the OCC. - Sep 22
Financial Crimes Surveillance Analyst
Motion Recruitment
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Manhattan, NY, 10261
... Regulatory Compliance: Ensure that the surveillance framework is aligned with industry regulations, including SEC, FINRA, and other relevant bodies. Stay updated with changes in regulatory requirements and adjust surveillance practices accordingly. ... - Sep 19
Global Fund Finance - Blackstone Credit Registered Funds - Vice
Blackstone
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New York City, NY
... internal and external teams to oversee the production of the annual/semi-annual report, N-PORT, N-CSR, and other recurring SEC filings for Registered Investment Companies Responsible for all required fund regulatory reporting and disclosures in SEC ... - Sep 10
Capital Markets Attorney
Milshar, LLC
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Manhattan, NY, 10261
... The Capital Markets associate will have 3 - 8 years (classes 2016 - 2021) of capital markets experience, including IPOs, debt-equity offerings, SEC compliance and disclosures, corporate governance compliance, and general ‘34 Act reporting. ... - Sep 11
Administrative Assistant Legal & Compliance Team
Career Group
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Manhattan, NY, 10261
... Helping the department prepare for SEC examination. Creating PowerPoint presentations for training sessions and Board of Directors meetings, compliance trainings, meeting materials, etc. QUALIFICATIONS: An undergraduate degree A minimum of 5 years ... - Sep 22
Senior Help Desk Analyst
TEKConn Services Inc.
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Manhattan, NY, 10278
... customer service skills Thorough knowledge of Microsoft 365, MS Office Suite, and Windows 10/11 Mac experience is a plus A+, Sec +, MS 365 Certified: Fundamentals or equivalent certification Benefits Competitive salary Healthcare and dental benefits ... - Sep 15