| Job alert | Jobs 121 - 130 of 372 |
General Counsel
Figure
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New York City, NY
... application of consumer finance laws and regulations such as TILA/Regulation Z, ECOA/Regulation B, FCRA, FACTA, FDCPA, SCRA, BSA/AML, EFTA, UDAAP, and GLBA – HMDA a plus Proven ability to take a project from start to finish Ability to handle several ... - Jun 13
Trade Finance Marketing AVP
Bank of China USA
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Manhattan, NY, 10261
... activities to supervisor and the Middle Desk Keep abreast of compliance and regulatory requirements by attending BSA, AML, KYC and any other compliance or risk control seminars and trainings Set up customer profile, timely update and review it ... - May 31
Trust Compliance and Risk Officer
Green Key Resources
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Manhattan, NY, 10261
... and state fiduciary, securities, investment regulations, ERISA, FDIC and New York State Banking regulatory requirements, BSA/AML regulations and DOL reporting and filing requirements Periodically review and monitor compliance with Trust department ... - Jun 02
AVP, Digital Compliance Technology
Jefferies
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New York City, NY
$110,000 - $125,000
... Understands compliance operational processes across the different areas of compliance (ie global markets, investment banking and research, AML/financial crimes, central compliance) Maintain vendor relationships while collaborating on projects and ... - Jun 13
Compliance Manager
Solomon Page
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Manhattan, NY, 10261
... Serve as back up to other compliance staff in their absence (e.g., AML review, U4 updates, foreign and domestic retail accounts etc). Respond to regulatory (e.g. 8210, cause exams), due diligence questionnaires and independent audit requests Assist ... - May 19
Contact Center Member Services Representative (MSR) IV
Municipal Credit Union
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Manhattan, NY, 10007
... May help answer member emails or chats, as necessary Adhere to all regulatory compliance training inclusive of BSA/AML/OFAC and overall BSA/AML/OFAC compliance Perform other duties as required Requirements: 3+ years call center experience, minimum ... - Jun 01
Fircosoft Application Specialist
New York Technology Partners
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Manhattan, NY, 10261
... The Sanctions screening system ensures that SMBC meets all its risk, legal, and regulatory responsibilities related to Sanctions Screening, Know Your Customer (KYC), and Anti-Money Laundering (AML). The ideal candidate should have extensive ... - May 18
Sr Quantitative Finance Analyst
Bank of America
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Jersey City, NJ
... Job Description: Enterprise Model Risk Management seeks a Sr Quantitative Fin Analyst – Anti-Money Laundering (AML) to conduct independent testing and review of complex models used to monitor and mitigate money laundering risk. The candidate should ... - Jun 11
Manager, First Line Operational Risk and New Initiatives, US Internal
Banque Scotia (Bank of Nova Scotia)
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Manhattan, NY, 10008
... Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk. ... - Jun 10
Member Service Representative
Municipal Credit Union
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Brooklyn, NY, 11201
... Adhere to all regulatory compliance training inclusive of BSA/AML/OFAC and overall BSA/AML/OFAC compliance Perform other duties as required Requirements: High School diploma Minimum two years of prior banking or customer service/sales experience ... - Jun 08