| Job alert | Jobs 111 - 120 of 368 |
Account Manager - Remote, U.S
AML RightSource
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Manhattan, NY, 10261
We are AML RightSource, the leading technology-enabled managed services firm focused on fighting financial crime for our clients and the world. Headquartered in Cleveland, Ohio, and operating across the globe, we are a trusted partner to our ... - May 17
Senior Compliance Officer
Cardea Group
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Manhattan, NY, 10261
... oversee and assist in the preparation of regulatory filings, MNPI management, promotional material review, portfolio compliance, Code of Ethics oversight, AML, information security and compliance testing; Review investor communications, promotional ... - May 26
Compliance Senior Associate
CAIS Group
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Manhattan, NY, 10008
... AML-related reviews (e.g., FinCEN, OFAC) * Assist with the review of firm marketing materials * Collaborate with the Compliance Team to update and implement policies and procedures * Support the Legal and Compliance Team in testing policies and ... - May 25
Corporate Paralegal
Considine Search
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Roseland, NJ, 07068
... Hybrid – Must be onsite Tuesday through Thursday Job Summary: I am seeking a dedicated and experienced Corporate Paralegal with a focus on Investment Management and Anti-Money Laundering (AML) to join our team in either Roseland, NJ or New York, NY. ... - May 24
Compliance Risk Supervising Examiner
Federal Reserve System
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Manhattan, NY, 10176
... The Compliance Risk Supervising Examiner will have primary responsibility for examinations, continuous monitoring, and evaluation of the compliance risk management and control frameworks of Institutions in the LFBO portfolio with respect to AML ... - May 22
Senior Java Enterprise Architect
Matrix Global
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Jersey City, NJ
Matrix is looking for an Enterprise Java/JEE Architect to lead the development of a sophisticated bespoke AML investigation on-premises and enterprise case management system. This role demands deep technical expertise and a proven track record in ... - Jun 07
Model Developer role
Alignity Solutions
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Manhattan, NY, 10001
... Utilize knowledge of AML regulations and financial crime typologies to inform model development and testing. Conduct extensive back-testing and stress-testing of models to ensure they perform well under various scenarios. Work with large datasets to ... - Jun 06
AVP Compliance Officer role
Robert Half - US
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Manhattan, NY, 10261
... 7+ years Banking Compliance experience at an International Corporate Bank Knowledge of BSA/AML/OFAC Testing. Experience in risk assessment, training, and testing of compliance requirements FRB/FED/DFS Regulatory Compliance knowledge. Bachelor Degree ... - Jun 01
Sr. Implementation Business Analyst- REMOTE
Fidelity Information Services
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Manhattan, NY, 10261
... From employee personal trade monitoring and registered representative surveillance/suitability testing, to AML and Reg NMS requirements, FIS Protegent provides a comprehensive suite of solutions to both buy and sell side firms. What you will be ... - Jun 06
Enterprise Client Service Senior Associate
CAIS
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Manhattan, NY, 10261
... trades throughout the transaction process by supporting clients with subscription documents, transfers, capital calls, AML/KYC, redemptions, managing fund closings, and attending to other ad hoc requests Develop expertise on the CAIS platform, ... - Jun 03