| Job alert | Jobs 101 - 110 of 378 |
Data Analytics Manager, Compliance Analytics
New York Technology Partners
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Jersey City, NJ
... The successful candidate will collect, aggregate, analyze, and visualize customer, product, and transaction data, developing reports and performing analysis to enhance BSA/AML tools and systems, including AML transaction monitoring. Role Objectives: ... - May 25
Data Engineer
Talent Portal
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Weehawken, NJ
... Are you interested in applying data science to AML (Anti-Money Laundering) in the banking/financial industry? We’re looking for a Data Engineer to: • enable efficient compliance with new or changing regulations, develop and propose changes to ... - Jun 14
Client Implementation Specialist (Global Markets)
BNY Mellon
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Manhattan, NY, 10261
... Obtains and reviews the appropriate documentation and reference data and ensures regulatory aspects of AML and KYC are completed prior to opening accounts. Ensures all SLAs are met. Prepares clients for entering new accounts by explaining and ... - Jun 14
Compliance Risk Supervising Examiner
Federal Reserve System
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Manhattan, NY, 10176
... The Compliance Risk Supervising Examiner will have primary responsibility for examinations, continuous monitoring, and evaluation of the compliance risk management and control frameworks of Institutions in the LFBO portfolio with respect to AML ... - May 22
Senior Compliance Officer
Global Investment Bank and Broker Dealer
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New York, NY
... Compliance Testing ( Knowledge of FINRA rule 3120 a plus) AML Compliance training Regulatory exams and inquiries Series 7 & 24 Required Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer Bachelors ... - May 17
Audit Manager - IT Infrastructure
Sumitomo Mitsui Banking Corporation
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White Plains, NY, 10601
... * Audit, or risk and control experience with common financial services applications, including leasing and lending, banking, trading and settlement, and anti-money laundering (AML) and sanctions screening * Examine and evaluate internal controls in ... - May 21
Compliance Onboarding Specialist
Rho
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New York, NY
... onboarding and engagement strategies.The individual will be expected to know when to escalate cases or matters and initiate investigations, (i.e., when there are suspicions of BSA/AML, USA PATRIOT Act, or other federal or state law violations). ... - Jun 06
Client Lifecycle Concierge Manager
UBS
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Weehawken, NJ, 07086
Your role Do you have a strong understanding of AML/ OFAC regulations? Are you someone who is interested in identifying risks and offering and implementing suggestions that enhance the workplace? * The role of the Client Lifecycle Concierge (CLC) is ... - May 29
Part-Time Member Service Representative
Municipal Credit Union
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Bronx, NY, 10451
... Adhere to all regulatory compliance training inclusive of BSA/AML/OFAC and overall BSA/AML/OFAC compliance Perform other duties as required Requirements: High School diploma Minimum two years of prior banking or customer service/sales experience ... - Jun 01
Consumer Regulatory Compliance Officer
ACG Resources
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Manhattan, NY, 10036
... Ensure that the Consumer Compliance Program, BSA/AML &OFAC Program and Corporate Compliance Program appropriately address regulatory risk relative to the Bank’s business activities. 2. Assist in the monitoring of State and Federal laws and ... - Jun 15