| Job alert | Jobs 81 - 90 of 353 |
Banking - Quality Control Associate
Bank of China Limited, New York Branch
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Manhattan, NY, 10278
... Proficient in Microsoft Office Suite (Word, Excel).Adequate knowledge of BSA, AML, US Patriot Act, OFAC, CIP Regulations and consumer compliance; General knowledge and understanding of bank deposit operations, lending activities, and other related ... - May 29
Client Lifecycle Concierge Manager
UBS
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Weehawken, NJ, 07086
Your role Do you have a strong understanding of AML/ OFAC regulations? Are you someone who is interested in identifying risks and offering and implementing suggestions that enhance the workplace? * The role of the Client Lifecycle Concierge (CLC) is ... - May 29
Money Laundering Reporting Officer (MLRO)
HR Force International
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Manhattan, NY, 10278
... The MLRO will be responsible for ensuring our AML screening tool complies with all relevant anti-money laundering regulations and guidelines. The ideal candidate will possess extensive knowledge of AML laws and regulations and have a proven track ... - May 29
Broker Dealer Compliance Associate Director
Trevose Partners Limited
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Manhattan, NY, 10261
... The candidate will be responsible for advising clients in the compliant practices sector, such as sales, trading, banking, and research, along with maintaining procedures manuals, such as AML Programs, WSPs, etc. Key Responsibilities: Functioning ... - May 15
Universal Banker
Patriot Bank, N.A.
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Scarsdale, NY, 10583
... All employees are expected to comply with the Bank’s policies and procedures relative to BSA/AML/CIP/OFAC, etc. while performing their assigned job responsibilities. Requirements Excellent organizational, interpersonal and communication skills ... - Jun 05
Compliance Officer
Guggenheim Partners
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Manhattan, NY, 10007
... This person will join a highly collaborative team responsible for Anti-Money Laundering (AML), Know Your Customer (KYC), Sanctions and bribery/corruption reviews for GPIM. Responsibilities will include conducting beneficial owner and control person ... - May 07
Enterprise Client Service Vice President
Cais
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Manhattan, NY, 10261
... hoc questions, and by proactively guiding themthrough the entire transaction process(subscription documents, transfers, capital calls, AML/KYC, redemptions, managing fund closings) Oversee communications on various Fund updates and related nuances; ... - Jun 04
Senior Compliance Officer
Global Investment Bank and Broker Dealer
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New York, NY
... Compliance Testing ( Knowledge of FINRA rule 3120 a plus) AML Compliance training Regulatory exams and inquiries Series 7 & 24 Required Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer Bachelors ... - May 17
Senior Associate, Client Onboarding
Clear Street LLC
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Manhattan, NY, 10007
... * You are proficient in the requisite Anti-Money Laundering (AML) and Know Your Customer (KYC) regulatory and operational onboarding requirements for various institutional clients including hedge funds, asset managers, proprietary trading firms and ... - May 27
ISG Management, Financial Crimes & Client Onboarding - Associate
Morgan Stanley
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Manhattan, NY, 10007
... Primary Responsibilities * Execute the end-to-end Enhanced Due Diligence ("EDD") workflow of the EDD program focused on assessing AML risks related to new and existing clients to effectively mitigate potential AML risk exposure in accordance with ... - May 20