| Job alert | Jobs 91 - 100 of 339 |
Enterprise Client Service Vice President
Cais
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Manhattan, NY, 10261
... hoc questions, and by proactively guiding themthrough the entire transaction process(subscription documents, transfers, capital calls, AML/KYC, redemptions, managing fund closings) Oversee communications on various Fund updates and related nuances; ... - Jun 04
Bilingual Japanese Client Service Administrator
Alpha Global Search LLC
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Hoboken, NJ, 07030
... Performs all BSA/AML assigned duties as listed in the “Amended and Restated Policy Regarding Opening, Monitoring and Closing of Custodial Accounts” as found on Employee Access. Performs all other duties as assigned by the Manager not only in ... - Jun 06
Director, Statistical Programming
Daiichi Sankyo
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Basking Ridge, NJ, 07920
... Leads the development and refinement of analysis data standards for AML as well as solid tumor studies. - Leadership of Strategic Initiative and Cross-Functional Collaboration: Provide leadership for strategic and process improvement initiatives ... - May 18
Senior Compliance Officer
Global Investment Bank and Broker Dealer
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New York, NY
... Compliance Testing ( Knowledge of FINRA rule 3120 a plus) AML Compliance training Regulatory exams and inquiries Series 7 & 24 Required Seeking 2-5 years of compliance experience at a highly regulated investment bank or broker dealer Bachelors ... - May 17
Senior Client Associate - Officer
Flagstar Bank
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Manhattan, NY, 10018
... Job Requirements High school diploma or general education degree (GED) Minimum 5 years related banking experience in a similar role Banking experience in a commercial bank environment Financial products, services, compliance, KYC-AML Strong ... - Jun 06
Senior Client Associate
Flagstar Bank
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Manhattan, NY, 10018
... Job Requirements: High school diploma or general education degree (GED) Minimum of 3 years of related banking experience Banking in a commercial bank environment Financial products, services, compliance (KYC-AML) Strong interpersonal and ... - Jun 06
Senior Associate, Client Onboarding
Clear Street LLC
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Manhattan, NY, 10007
... * You are proficient in the requisite Anti-Money Laundering (AML) and Know Your Customer (KYC) regulatory and operational onboarding requirements for various institutional clients including hedge funds, asset managers, proprietary trading firms and ... - May 27
Compliance Onboarding Specialist
Rho
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New York, NY
... onboarding and engagement strategies.The individual will be expected to know when to escalate cases or matters and initiate investigations, (i.e., when there are suspicions of BSA/AML, USA PATRIOT Act, or other federal or state law violations). ... - Jun 06
ISG Management, Financial Crimes & Client Onboarding - Associate
Morgan Stanley
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Manhattan, NY, 10007
... Primary Responsibilities * Execute the end-to-end Enhanced Due Diligence ("EDD") workflow of the EDD program focused on assessing AML risks related to new and existing clients to effectively mitigate potential AML risk exposure in accordance with ... - May 20
Client Associate
Flagstar Bank
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Manhattan, NY, 10019
... Job Requirements: High school diploma or general education degree (GED) Minimum 1 year banking experience Financial service products, banking regulations and AML Knowledge of teller activities, preferred Strong client servicing; excellent verbal and ... - Jun 06