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Securities or Regulation jobs in Columbus, OH, 43215

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Senior Counsel, Corporate Securities and Acquisitions

TriNet USA%2C  –  Dublin, OH
$137,100 - $362,000
Description Senior Counsel, Corporate Securities and Acquisitions TriNet is a leading provider of comprehensive human resources solutions for small to midsize businesses (SMBs). We enhance business productivity by enabling our clients to outsource ... - Jun 14

Legal Counsel - Corporate & Securities

Wendy's  –  Dublin, OH, 43016
... Responsibilities Provide legal advice and services regarding corporate and securities law compliance for the Company and its subsidiaries, including 33 and 34 Act filings and compliance, investor relations and analyst communications, corporate ... - Jun 08

Product Controller, Vice President JPMorgan Wealth Management

260312-South Florida Region Admin  –  Columbus, OH
... You will also be supporting review of relationships and pricing to be in compliance with Regulation W to ensure financial ... You will provide an in-depth understanding of securities based lending, margin lending, advisor lending, loan systems, ... - Jun 15

Legal Counsel - Corporate & Securities

The Wendy's Company  –  Dublin, OH, 43017
... Provide legal advice and services regarding corporate and securities law compliance for the Company and its subsidiaries, including 33 and 34 Act filings and compliance, investor relations and analyst communications, corporate governance matters, ... - Jun 08

Legal Counsel - Corporate & Securities

The Wendy's Company  –  Dublin, OH
... Responsibilities: Provide legal advice and services regarding corporate and securities law compliance for the Company and its subsidiaries, including 33 and 34 Act filings and compliance, investor relations and analyst communications, corporate ... - Jun 04

Risk Management - Wealth Management - Credit Risk Oversight, Vice

260312-South Florida Region Admin  –  Columbus, OH
... Job responsibilities: Prepare daily Red/Amber/Green (RAG) rating of shortfalls within Securities Based Lending (SBL) products and determining and directing Operations to liquidate positions when necessary. Perform monthly Quality Assurance (QA) ... - Jun 15

Director of Licensing & Regulation

Pinnacle Treatment Centers, Inc.  –  Columbus, OH, 43235
Job Description Director of Licensing and Regulation Mt. Laurel, NJ Corporate Office - Hybrid role We offer competitive salary, full benefits package, Paid Time Off, and opportunities for professional growth. Pinnacle Treatment Centers is a growing ... - Jun 18

Relationship Banker - Pickerington Branch - Pickerington, OH

144780-Payments_Us  –  Pickerington, OH
... delivering results High school degree, GED or foreign equivalent required Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. ... - Jun 15

SBL Senior Specialist

181117-East Chi / Wisconsin Region Admin  –  Columbus, OH
... The Securities Based Lending (SBL) team is designed to handle a high volume of lower risk credit transactions including Advised Lines, Term Loans, and Letters of Credit all fully secured by high quality marketable securities with standard loan ... - Jun 11

Capital Markets Performance Analytics Developer

Huntington  –  Columbus, OH
... 180 days of hire date Preferred Qualifications: Experience with trading data analytics and a strong understanding of securities trading metrics (P&L, carry, cost of funds), with a primary emphasis on Fixed Income products Experience with Capital ... - May 31
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