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Regulatory Financial Analyst (Securities Analyst 4)
ohio.gov
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Franklin County, OH
Schedule: Full-time Regulatory Financial Analyst (Securities Analyst 4) Rates & Analysis Department Accounting & Finance Division Hourly Rate: $35.31 (commensurate with experience) About Rates and Analysis Department: The Rates and Analysis ... - Sep 04
Wealth Management and Broker Dealer Attorney - Vice President
JPMorgan Chase
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Columbus, OH, 43201
... + Experience in broker-dealer and investment advisory matters, including knowledge of federal and state securities laws and regulations, including FINRA rules. + Knowledge of state insurance regulations. + Proficient in handling a large number of ... - Sep 18
Compliance Officer II- Swap Dealer
Fifth Third Bank, N.A.
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Columbus, OH, 43201
... This includes non-securities regulations covering interest rate swaps, foreign exchange swaps, other derivatives, commodities, and the Volcker Rule across the Bancorp. This position requires in-depth knowledge of Dodd Frank regulations governing ... - Sep 18
Utility Specialist 2
State of Ohio
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Columbus, OH, 43216
... transportation company operations, competitive programs & alternative regulations, rate &/or tariff structure, financing & securities or economics applied to utility or transportation companies, utility or transportation regulatory processing & case ... - Sep 18
Broker Dealer Ops Analyst 3
Huntington National Bank
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Columbus, OH, 43201
Description Summary: The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer operations including collateral management, TBA trading support, Municipal New Issue support, ... - Sep 18
Assistant General Counsel
Root Insurance Company
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Columbus, OH, 43215
... Deputy General Counsel on preparation and filing of periodic reports and other documents with the Securities and Exchange Commission (SEC) including: Form 10-K, 10-Q, and 8-K; Proxy statements; Form S-1, S-3, and other registration statements; ... - Sep 18
Broker Dealer Ops Analyst 3
Huntington
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Columbus, OH, 43231
Description Summary: The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer operations including collateral management, TBA trading support, Municipal New Issue support, ... - Sep 18
Regulatory Financial Analyst (Securities Analyst 4)
Public Utilities Commission
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Columbus, OH
... in state &/or federal laws & regulations & agency's policies & procedures governing investment securities & investment securities examining practices & in performing securities examinations; 1 course or 3 mos. exp. in public relations; 1 course in ... - Sep 18
Senior Counsel - Finance
American Electric Power
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Columbus, OH, 43201
... The ideal candidate will have significant experience in public and private securities offerings, Securities and Exchange Commission (SEC) periodic and current reporting and derivatives. The ideal candidate will have a strong background in SEC ... - Sep 17
Managing Director - Principal Financial Network (Denver)
Principal Co
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Dublin, OH, 43016
... Securities exams and IAR appointment include: Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by applicable state law to become IAR with Principal Securities, Inc.'s RIA. Refer to Principal Financial Network Licensing/Exam Policy for the ... - Sep 16