| Distance: | Job alert | Jobs 1 - 10 of 46 |
Assistant General Counsel
Root Insurance Company
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Columbus, OH, 43215
... Deputy General Counsel on preparation and filing of periodic reports and other documents with the Securities and Exchange Commission (SEC) including: Form 10-K, 10-Q, and 8-K; Proxy statements; Form S-1, S-3, and other registration statements; ... - Sep 18
Managing Director - Principal Financial Network (Denver)
Principal Co
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Dublin, OH, 43016
... Securities exams and IAR appointment include: Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by applicable state law to become IAR with Principal Securities, Inc.'s RIA. Refer to Principal Financial Network Licensing/Exam Policy for the ... - Sep 16
Financial Representative (Training & Licensing Included)
Kevin Watters Financial Planning & Wealth
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Upper Arlington, OH, 43221
70000USD - 150000USD per year
... To become a financial advisor, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition ... - Sep 22
Attorney 4
State of Ohio
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Columbus, OH, 43216
What You'll Do: Plans, directs, coordinates and conducts complex investigations of violations of the Ohio Securities Act & related white-collar crimes. Serves in fiduciary relationship as a management level attorney within division of securities; ... - Sep 21
Senior Counsel - Finance
American Electric Power Company, Inc.
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Columbus, OH, 43216
... The ideal candidate will have significant experience in public and private securities offerings, Securities and Exchange Commission (SEC) periodic and current reporting and derivatives. The ideal candidate will have a strong background in SEC ... - Sep 21
Managing Director - Principal Financial Network (Denver)
Principal Co
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Dublin, OH, 43016
... Securities exams and IAR appointment include: Series 7 and 63 or equivalent, 24, 65 and/or 66 as required by applicable state law to become IAR with Principal Securities, Inc.'s RIA. Refer to Principal Financial Network Licensing/Exam Policy for the ... - Sep 22
Investment Operations Specialist
Corporate One FCU
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Columbus, OH, 43240
72000USD - 78000USD per year
... What You’ll Do: Update daily offering sheets for SimpliCD (Certificates of Deposit) and investment securities for internal and external distribution Deliver tailored securities offerings using market research and analysis Assist in executing ... - Sep 22
Career Agent - Life Insurance & Financial Services
Centric Financial Group
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Clinton Township, OH, 43224
... Offer additional financial products, including annuities and securities, to provide holistic client solutions. Build long-term relationships with clients by listening, educating, and guiding them through major life decisions. Develop and manage your ... - Sep 16
Structured Product Analyst
Diamond Hill
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Columbus, OH
Structured Product Analyst Columbus, OH IN BRIEF The Structured Product Analyst will support the portfolio management team by researching individual securities, contributing to investment decision-making, and helping implement the firm’s investment ... - Aug 30
Financial Administration Senior Analyst
Citigroup
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Columbus, OH, 43201
... Generally Accepted Accounting Principles ("GAAP") and Securities and Exchange Commission ("SEC") requirements as they relate to core functions previously mentioned. + Are the primary contact for clients; respond proactively to internal and external ... - Sep 18