| Job alert | Jobs 11 - 20 of 3168 |
Compliance Risk Management Lead - Vice President
JPMorgan Chase & Co.
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Columbus, OH, 43216
... You will need to possess operational and regulatory knowledge and experience with managed account and retirement products ... SEC, OCC, ERISA and DOL rules and regulations, which are critically important to the role. You will be expected to identify compliance ... - Sep 21
Compliance Risk Management Lead - Vice President
JPMorgan Chase & Co.
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Columbus, OH, 43216
... As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help ... of regulatory requirements and operations supporting registered investment adviser (RIA) with a particular focus on SEC ... - Sep 20
Compliance Specialist - FT
Hollywood Casino at Columbus
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Columbus, OH
... Submit notifications to the state regulatory body. Obtain information for subpoenas. Maintain compliance with the Gaming Board Rules, Standards and the company’s System of internal Controls and Sarbanes-Oxley requirements. All other duties assigned. ... - Sep 19
Control Manager - Regulatory OPS Control - Vice President
JPMorgan Chase
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Columbus, OH, 43201
... control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk + Engage with control colleagues across the firm, business, operations management, legal, compliance, risk, audit, regulators and technology control ... - Aug 27
Manager, QA Compliance Supplier Quality
AmplifyBio
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New Albany, OH, 43054
... AmplifyBio is seeking to hire a Manager, QA Compliance – Supplier Quality to join our growing team! The Manager, QA Compliance – Supplier Quality is responsible for the management and the execution of the Suppler Quality Management (SQM) and Audit ... - Sep 10
Senior Quality Assurance Compliance Specialist
AmplifyBio
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New Albany, OH, 43054
... QA Compliance Specialist to join our growing team! The Sr. QA Compliance Specialist is responsible for the management and execution of the Suppler Quality Management (SQM) and Audit Programs for the New Albany GMP facility. This role will ensure ... - Sep 10
Compliance Analyst
Secretary of State
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Columbus, OH, 43215
Position Summary The Compliance Analyst plays a vital role in implementing and maintaining the Election Integrity Unit and fraudulent filing complaint review program within the Ohio Secretary of State's office by coordinating case progression and ... - Sep 14
Compliance Analyst
State of Ohio
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Columbus, OH, 43216
Position Summary The Compliance Analyst plays a vital role in implementing and maintaining the Election Integrity Unit and fraudulent filing complaint review program within the Ohio Secretary of State's office by coordinating case progression and ... - Sep 16
Compliance Specialist - FT
PENN Entertainment, Inc.
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Columbus, OH, 43216
... * Submit notifications to the state regulatory body. * Obtain information for subpoenas. * Maintain compliance with the Gaming Board Rules, Standards and the company's System of internal Controls and Sarbanes-Oxley requirements. * All other duties ... - Sep 22
Senior Vice President Compliance & Risk Officer, Retirement & Private
Hub International
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Columbus, OH, 43216
... HUB owns several SEC and FINRA regulated entities which the SVP will support to provide consistent compliance support, ... The SVP will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk ... - Sep 20