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Compliance jobs in Charlotte, NC

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HNS Risk Compliance Officer

City of Charlotte, NC  –  Charlotte, NC, 28201
... Function Community Summary The Risk Compliance Officer will be part of a professional team responsible for ensuring compliance with local, state, and federal regulations. The Risk Compliance Officer provides excellent customer service to colleagues ... - Jun 11

OSHA Safety Compliance Officer I

State of North Carolina  –  Charlotte, NC, 28201
... four million employees and migrant workers in more than two hundred seventy-five thousand workplaces in North Carolina by educating, developing, and enforcing compliance to safety, health, and agriculture laws, rules, regulations, and standards. ... - Jun 20

Compliance Officer

Apex Systems  –  Charlotte, NC
Role: Compliance Officer Duration: 9mo+ Location: Hybrid (3x a wk onsite) in Charlotte, NC Client: Large financial client Summary: This is for the Market Conduct Program - they are in charge of building out the surveillance officer model and owning ... - Jun 20

Audit Manager Compliance and Operational Risk

Bank of America  –  Charlotte, NC
... Responsibilities Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry. Plan, perform, and lead compliance and operational risk audits at the enterprise level ... - Jun 12

Compliance and Operational Risk Manager- Control Room

Bank of America  –  Charlotte, NC
... Job Description: This job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management (CORM) Program. Key responsibilities ... - Jun 05

Sr. Data Analyst, Compliance Technology

Sumitomo Mitsui Banking Corp  –  Charlotte, NC
... Data Analyst in our Compliance Technology Team, you will be responsible for collecting, organizing, and analyzing data to help the organization in its compliance processes. Join us to drive innovation and ensure regulatory compliance through data ... - Jun 16

Security and Compliance Analyst

Vaco  –  Charlotte, NC
The Security & Compliance Analyst will participate in customer and third-party Information Security and Compliance audits. The Security & Compliance Analyst gathers related information, evaluates it and proposes information and security policy, ... - Jun 18

Trade Compliance Officers

Apex Systems  –  Charlotte, NC
A large bank is hiring for Compliance Officers and looking to do interviews immediately! This role could convert to a direct hire role. Contract Length: Duration: 9 months Charlotte, NC - onsite 3 days a week in Uptown Rate: $57-61 an hour Top ... - Jun 20

Capital Markets Compliance Consultant

Apex Systems  –  Charlotte, NC
Capital Markets Compliance Consultant/Officer Large Banking Client Duration: 6-12+ months - potential to extend and/or convert FTE Location: Charlotte, NC Top Requirements: Previous experience in compliance within the markets/trading industry, ... - Jun 21

Compliance Officer (Remote - US)

Caesar Stone Usa Inc  –  Charlotte, NC, 28201
Description The Compliance Officer is responsible for ensuring that Caesarstone's North American affiliate fabricator network adheres to Employee Health and Safety (EHS) standards, OSHA regulations, environmental regulations, business ethics, and ... - Jun 17
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