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Compliance jobs in Charlotte, NC

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Senior Lead Compliance Officer

Wf  –  Charlotte, NC
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of the Compliance Program. Learn more about the career areas and business divisions at wellsfargojobs.com. This Senior Lead Compliance Officer will ... - Jun 20

Sr. Audit Manager, Bank Operations and Compliance

Varo Money  –  Charlotte, NC
... As Senior Audit Manager you will manage a portfolio of audit engagements related to Strategy, Operations, Compliance, and Risk Management. This role will partner across the business to bring subject matter expertise, business acumen, and insights to ... - Jun 13

Export Compliance Manager

Honeywell  –  Charlotte, NC
EXPORT COMPLIANCE MANAGER + Manage a team of 4 to 5 export compliance officers. + Draft, prepare and review high volume of export license applications. + Collaborating with other members of the overall Licensing organization on best practices and ... - May 30

Compliance and Operational Risk Manager Conduct Risk Program

Bank of America  –  Charlotte, NC
... Job Description: This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global ... - Jun 11

Compliance Specialist

Carolina Therapeutic Services  –  Gastonia, NC
... Compliance Specialist (Compliance Auditor) Gastonia, NC Full-time What will you do? The Compliance Specialist (Auditor) safeguards agency standards by ensuring compliance with established external and internal control procedures, and regulations. ... - Jun 19

Compliance and Operational Risk Manager - Conflicts of Interest

Bank of America  –  Charlotte, NC
... Job Description: This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements of the Global ... - Jun 11

Senior Manager - CFIUS Security Compliance Advisor

EisnerAmper  –  Charlotte, NC, 28201
... EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by ... - Jun 12

Director, Compliance

Drivenbrands  –  Provincetowne, NC, 28277
Company:Driven Brands We invite you to join us at Driven Brands! Headquartered in Charlotte, NC, Driven Brands (NASDAQ: DRVN) is the largest automotive services company in North America, providing a range of consumer and commercial automotive needs... - Jun 19

SVP, Compliance Monitoring, Testing & Risk Assessment

LPL Financial Services  –  Fort Mill, SC, 29716
The SVP, Compliance Monitoring, Testing, & Risk Assessment is a critical member of the Compliance leadership team and is responsible for overseeing the Firm's Surveillance and Branch Inspections programs, Compliance testing program, and Compliance ... - Jun 11

Analyst, Compliance

LPL Financial  –  Fort Mill, SC, 29707
... Job Overview: LPL’s Compliance organization is currently looking for a Compliance Analyst within the Control Room. If you are an individual who has a drive to deliver exceptional results, be part of a highly motivated team and are passionate about ... - Jun 05
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