| Job alert | Jobs 51 - 60 of 207 |
Compliance Officer- EDD Analyst
Green Key Resources
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Hauppauge, NY, 11788
Summary: The EDD Analyst will assist the KYC-EDD Program Manager in the administration of the high-risk customer Enhanced Due Diligence (EDD) program, a part of Dime’s BSA/AML/OFAC program. The EDD Analyst will also perform additional due diligence ... - Jun 02
Client Onboarding Analyst (Temp)
ManpowerGroup
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Manhattan, NY, 10176
... Reporting to the Capital Markets - Client Onboarding Team Leader, the Client Onboarding Analyst is primarily responsible for new customer onboardings with respect to KYC / AML, Dodd-Frank and FATCA regulatory processes, amongst others. **Role ... - May 19
Client Management Lead, Director
Sumitomo Mitsui Financial Group, Inc.
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Manhattan, NY, 10172
... The role will involve prioritizing the functions supporting the Onboarding process (Legal, Credit, KYC, etc) while ensuring the process is efficient and well-controlled. The role will require building close partnerships with management stakeholders, ... - May 20
Senior Associate, Client Onboarding
Clear Street LLC
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Manhattan, NY, 10007
... * You are proficient in the requisite Anti-Money Laundering (AML) and Know Your Customer (KYC) regulatory and operational onboarding requirements for various institutional clients including hedge funds, asset managers, proprietary trading firms and ... - May 27
Chief Compliance Officer
Lime Trading
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Manhattan, NY, 10261
... Monitor internal know-your-customer (“KYC”) and anti-money laundering (“AML”) programs, supervising the firm’s current AML Team; Research rules and regulations to implement best practices; and apply pragmatism to a complicated regulatory environment ... - May 26
Banking Department - BSA Officer Associate/AVP
Bank of China USA
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New York, NY
... transaction data to identify trends, unusual activities and monitor large currency activities and report to BSA officer in a timely manner Perform in-depth data analysis on various data types such as transaction data, KYC data, system data, etc. ... - May 24
Surveillance Analyst
Oppenheimer & Co. Inc.
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Manhattan, NY, 10004
... (or not in line) with the new account form Identifying suitability issues KYC suitability reviews Compensation: For job postings in New York City, Oppenheimer is required by law to include a reasonable estimate of the salary range for this role. ... - Jun 01
Associate Consultant - Financial Crimes
Sia Partners
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Manhattan, NY, 10043
... affinity initiativesJob Description Perform customer onboarding and periodic reviews of KYC files including CDD and EDD Conduct investigations and due diligence on high-risk clients or transactions to evaluate potential AML and sanctions violations. ... - Jun 08
Compliance Associate
Cardea Group
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Manhattan, NY, 10261
... conduct sample email reviews Complete Subscription Agreements and fulfilling KYC requests Qualifications: Bachelor’s degree and 3-5 years of relevant compliance experience High attention to detail, strong organizational skills, and the ability to ... - May 23
ISDA Advisory Associate
Validus Risk Management
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New York City, NY
... The primary responsibilities include: Reviewing documentation for Know Your Customer (“KYC”)/ Anti-Money Laundering (“AML”) checks Negotiating the commercial terms of ISDA and CSA agreements and advising Clients on the operational impact of the ... - Jun 05