Compliance Manager (TC)

Date Posted: 9/5/2025

Compliance Manager

Parsippany, NJ (Hybrid)

Wealth Management company in NJ. Requires experience evaluating company policy/procedures, monitoring code of ethics, and procedures for advisors for an investment company. Knowledge of ADV, Forms 13F and H. Familiarity with AML a plus.

Please contact Tony Caniglia at

$140-160K