Sr. Compliance Auditor

Sr. Compliance Auditor need for well-established California bank that has been in operation for over 100 years

This Jobot Job is hosted by: Joseph Calabrese

Salary: $120,000 - $160,000 per year

A bit about us:

Sr. Compliance Auditor need for well-established California bank that has been in operation for over 100 years

Why join us?

Strong benefits (M,D,V, and 401k)

Profit sharing contribution

Flexible work environment

Extra paycheck at Christmas

Job Details

Required Knowledge:

Banking knowledge –Branch Banking Operations, Lending Operations, compliance-related policy and procedures

Knowledge of risk management principles and practices in banks

Understanding of IIA standards for the Professional Practice of Internal Auditing, COSO, risk assessment practices, and audit principles

Sound judgment, integrity and commitment to ethical behavior

Ability to maintain confidentiality and treat sensitive information with discretion

Excellent interpersonal and communication skills

Highly proficient with MS Office products

Strong analytical skills, logical reasoning and problem-solving skills

Ability to work independently, with limited direction and guidance

Detail oriented, accurate, and organized

Ability to effectively manage multiple projects simultaneously

Flexible and able to adapt quickly to changing work environments / priorities and tight deadlines

Strong business acumen in risk and controls

Education and Experience

BS or BA Degree required, preferred majors in Accounting, Business Administration, Finance, or Economics or equivalent work experience required.

Five or more years of compliance related experience within a bank compliance/BSA group, a bank internal audit compliance group or regulatory agency required.

Regional banking experience is strongly preferred.

Strong working knowledge of both Federal and California State consumer protection and public-interest compliance laws and regulations including Regulation Z, Regulation X, Regulation DD, Regulation E, Flood, Fair Lending, CRA, Privacy as well as BSA/AML/OFAC requirements and applicable commercial compliance laws and regulations.

Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Information Security Auditor (CISA), or Certified Risk Management Assurance (CRMA) required.

Experience with audit software is preferred.

Supervisory experience preferred but not required.

Data analytics a plus.

Working knowledge of AuditBoard, Jack Henry (Silverlake/Xperience), COGNOS a plus.

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Full Time