Trading Associate

Beacon Pointe is currently seeking an exceptional individual to join our Central Support team as a Trading Associate in our Scottsdale, AZ office. The successful candidate will join a highly talented team of professionals that service the investment management and financial planning needs of high net worth individuals, families and institutions. The successful candidate will have a demonstrated track record of both educational and professional achievement; with a commitment and passion for delivering exceptional service to the firm’s clients and associates.

Responsibilities

Place Mutual Fund, ETF and equity trades through Charles Schwab, TD Ameritrade or Fidelity

Research and respond to routine-to-complex inquires within defined service level commitments

Trade Correction processing, reporting and analysis

Handle incoming inquiries from advisor teams related to the troubleshooting and review of complex account and data discrepancies

Partner with internal teams to document, review and update firm policies & procedures

Support day to day operations of our Unified Managed Account (UMA) platform through Envestnet

Assist advisors and their team with system navigation, configuration, and account setup

Participate in team meetings and collaborate with operations leadership team on projects and/or initiatives designed to streamline firm policies and procedures

Qualifications

Undergraduate degree required (Bachelor’s degree in Finance, Business or Economics preferred)

Experience with Envestnet preferred

Experience with Charles Schwab, Fidelity and/or TD Ameritrade institutional platforms and paperwork preferred

1 - 2+ years of relevant experience; preferably with a Registered Investment Advisor (RIA), investment management firm or broker/dealer

Excellent interpersonal and verbal/written skills

Strong commitment to detail with excellent organization and prioritization skills

Self-starter with a proven ability to work in a fast-paced, evolving work environment

Proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Office 365, etc.)

About Beacon Pointe Advisors

Beacon Pointe Advisors is one of the nation’s largest Registered Investment Advisor firms with headquarters in Southern California and affiliate offices nationwide. Beacon Pointe provides advisory services to a range of clients, including institutions (i.e., endowments, foundations), high-net-worth individuals, and families. Beacon Pointe has been recognized by various industry publications including Forbes, Financial Advisor Magazine, Barron’s, and more. For more information, please visit Awards Disclosures .