Associate Capital Markets & Securities

Job Description

Direct Counsel is representing a nationally respected AmLaw 100 firm in its search for a mid-level Capital Markets & Securities Associate (3–5 years of experience) to join the firm’s Business Group. The successful candidate will work alongside a collaborative, cross-office team supporting regional and national clients within the firm's Capital Markets, Securities, and Corporate Governance practice.Key Qualifications:

3–5 years of experience practicing in capital markets and securities law

Knowledge of federal securities laws, SEC rules and regulations, and public company listing standards

Experience with public offerings (Forms S-1, S-3, S-4) and private placements

Proficient in preparing and reviewing:

SEC filings: Forms 8-K, 10-Q, 10-K

Registration statements, Section 16 filings, 10b5-1 trading plans

Annual proxy statements and other governance-related materials

Experience supporting corporate governance compliance, including:

Maintaining board and committee charters, insider trading policies, and board meeting materials

Assisting with annual shareholder meeting mechanics

Ability to provide securities support for M&A, strategic investments, and corporate transactions

Excellent legal writing, attention to detail, and communication skills

Must be admitted to practice in the state where the candidate residesIdeal Candidate Profile:

Confident working independently and as part of a cross-office team

Able to thrive in a fast-paced environment, balancing priorities and meeting deadlines

Strong interpersonal skills and a commitment to professionalism

Demonstrated interest in capital markets, securities law, and corporate governanceLocation Options:

Cincinnati, OH

Cleveland, OH

Columbus, OH

Orlando, FL

Hybrid work options available depending on office.Compensation :

The firm offers a competitive salary (commensurate with experience and market), along with performance-based bonuses and a comprehensive benefits package, including:

Medical, dental, and vision insurance

401(k) retirement plan

Generous vacation and parental leave policies

Life and disability insurance

Professional development support

Full-time

Hybrid remote