Compliance Officer, Asia Pacific Trading

Compliance officer, Hong Kong

A Career with point72’s Compliance TEAM

The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do

We are looking for a solution-oriented and proactive compliance officer to join our Asia-Pacific team. You will report to the Compliance Lead, APAC, and will work closely with your fellow compliance professionals, investment professionals, and others across the firm.

Specifically, you will:

Help enforce our compliance monitoring programs including conducting trade monitoring and due diligence reviews

Handle compliance regulatory reporting for the Asia-Pacific region

Provide real-time support with respect to trading restrictions, monitoring, and approvals

Track pertinent regulatory changes, assess impact on business operations, and help amend procedures and communicate changes

Provide proactive and timely advice on relevant regulatory and firm policy requirements as needed

Deliver periodic compliance training to employees

Review and/or draft documentation, applications, regulatory filings/notifications, reports, manuals, policies/procedures, correspondence, and records

Assist with ad-hoc legal and compliance tasks and projects, including technology enhancements

What’s REQUIRED

Bachelor’s degree or equivalent

At least 10+ years compliance experience in a markets compliance role or in a hedge fund environment

Knowledge of SFC regulations and rules and Asia market regulations

Strong multitasking, organizational, and written and oral communications skills

Strong attention to detail and accuracy

Ability to work independently as well as part of a team

Proficiency in English and Mandarin

Proficiency with Bloomberg and Excel

Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

Health care benefits

Generous parental and family leave policies

Mental and physical wellness programs

Volunteer opportunities

Support for employee-led affinity groups representing women, minorities and the LGBT+ community

Tuition assistance

About point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit