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Compliance Officer - Law Firm

Company:
QED
Location:
Exeter, Devon, United Kingdom
Posted:
October 03, 2025
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Description:

Compliance Officer - Law Firm Hybrid Exeter or Torquay (Travel to other offices) Full Time or Part Time consideredWe're looking for an experienced compliance professional looking to take on a key role in shaping compliance culture within a growing regional law firm.

This is a fantastic opportunity for a Compliance Officer / Legal Risk & Compliance Specialist to join a supportive team, where you’ll play a vital part in ensuring best practice across the business and have the scope to grow into a wider leadership role.They're looking for a true generalist to cover every aspect of compliance.The Role?Developing and updating compliance procedures, processes, and controlsSupporting firm-wide compliance with SRA standards, AML legislation, GDPR and risk reviewsConducting compliance checks, audits, and risk assessmentsDrafting and updating template letters, training programmes and policiesEscalating issues and breaches appropriately, with practical recommendationsPlaying a key role in accreditation processes such as Lexcel, SRA and CQS auditsMonitoring supervisory meetings, file reviews, and mentoring supervisorsProviding clear, supportive compliance guidance to lawyers and leadershipAbout you?

Experience in Compliance specifically in a law firm Open to a fee earner looking to make a move Strong knowledge of AML & SRA Codes of Conduct Excellent communication Highly organised, proactive and deadline-drivenWhat's in it for you?Flexible working options (Part time and Full time)25 days holiday + Bank HolidaysPrivate Medical insuranceLearning & Development opportunities+ more firm wide benefitsInterested?Know someone who could be great?

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