Client Service Associate

Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial solutions across our Wealth Management, Capital Markets, Futures, and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California, with over 100 offices and more than 80 correspondent locations nationwide, our focus on providing exceptional, personalized service has been key to our continued growth.

Our Denver office is currently seeking a Registered Client Service Associate to provide comprehensive support to Financial Advisors and senior management.

Responsibilities include, but are not limited to:

Provide sales and administrative support to clients and Financial Advisors

Maintain and update client account information, assisting Financial Advisors with specialized projects

Coordinate, prepare, and assist with client review meetings and new account setups

Organize and manage calendars, appointments, and meetings efficiently

Process invoices, check requests, and expense reports in a timely manner

Research, plan, and arrange detailed travel itineraries, compiling all necessary documents for travel and appointments

Interact with clients both in-person and over the phone, delivering exceptional service

Prepare correspondence, presentations, and reports as required

Track and follow up on time-sensitive tasks and deliverables

Answer phones, taking precise and detailed messages

Maintain organized files and documentation

Perform other duties and tasks as required and assigned

Experience and Skills

Bachelor's Degree from an accredited university

FINRA Series 7 and 66 OR Series 7 and 63 & 65 certifications required

Minimum of 3 years of professional experience preferred

Strong commitment to delivering exceptional customer service

Proficient understanding of general office procedures and office equipment

Expertise in Microsoft Office Suite (Word, Excel, PowerPoint)

Professional appearance and demeanor is essential

Positive, proactive attitude with the ability to prioritize, multitask, and meet deadlines

Job Benefits

As part of our overall compensation package, Wedbush Securities offers an array of diverse benefits to all our colleagues. We believe that providing competitive benefit options yields the advantageous reward of establishing a healthy and inclusive foundational work culture.

Comprehensive medical, dental, and vision coverage with multiple health plan options for you and your family

Health Savings Account with company-sponsored contributions

Flexible Spending Accounts (FSA) traditional and dependent care

Pre-Tax Commuter Benefits

401(k) plan with discretionary, competitive company matching and profit-sharing contributions

Tuition reimbursement up to $5,250/year

3 weeks of Paid Time Off

2 weeks of Paid Sick Time (may vary by location)

10 Paid Holidays

Charitable Donation Matching Contributions

Paid Leave (Parental Bonding, Military, Jury Duty, Volunteer Time Off, Disability, etc.)

FINRA License Sponsorship

Travel & Employee Assistance and Employee Discount Programs

The reasonable estimate of the compensation range for this role has not been adjusted for the applicable geographic location. A reasonable estimate of the current range is $30.00/hr to $35.00/hr. Colleagues may be eligible for additional, discretionary incentive compensation based on the colleague's and the firm's performance. Decisions regarding compensation are determined on a case-by-case basis and are dependent on a variety of factors including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

Wedbush Securities (WS) is proud to be an Equal Employment Opportunity employer. WS does not discriminate based on race, religion, color, creed, sex, sexual orientation, gender, gender identity or expression, national origin, ancestry, citizenship status, registered domestic partner status, uniform service member status, marital status, pregnancy, age, medical condition, disability, genetic information, family care or medical leave status, or any other consideration made unlawful by applicable federal, state, or local laws, or on the basis that an applicant or Colleague is perceived to have these characteristics or is associated with someone who is perceived to have these characteristics. WS aims to foster a culture of inclusion where all Colleagues are valued for their unique contributions to the firm as well as provided equal opportunities to succeed.

Wedbush uses E-Verify, an Internet-based system, to confirm the eligibility of all newly hired employees to work in the United States. Learn more about E-Verify, including your rights and responsibilities here

This position is subject to various laws or regulations that impose restrictions or prohibitions for employment with Wedbush due to criminal history. Those laws or regulations include but are not limited to, the following: Securities Exchange Act of 1934 (SEA) Rule 17a-3, et. seq,, Financial Industry Regulatory Authority (FINRA) Rules 3110(e), Rule 4530(a), etc., and FINRA Regulatory Notice 07-55.