Financial Advisor

Financial Advisor

We are looking to add an experienced Financial Advisor(s) to our team. We are a SEC registered RIA firm that is relationship-focused, providing comprehensive wealth management and retirement income planning for a diverse client base. As an advisor on our team, you will use your knowledge and skills obtained through experience, education, and training to help ensure clients achieve their financial plans.

This position is a perfect opportunity for a Financial Advisor who wishes to be part of a Team, not in a large corporate organization, who wishes to consistently have a positive effect on people’s financial lives. A growing business for over 30 years, our full service financial planning supports clients from wealth accumulation through retirement and wealth preservation.

The candidate for this position will need to possess the following:

Knowledge, Skills, and/or Abilities:

Demonstrate proficiency in financial planning principals

Possess a genuine interest in serving and caring for clients while being able to start and hold conversations to determine their financial objectives, risk tolerance, income, expenses, insurance coverage, tax status and/or other information needed to develop a financial plan.

Demonstrate a willingness to go above and beyond for exceptional customer service

Comfortable being a key component in a small team of professionals

Detail oriented with a commitment to accuracy

Demonstrate an understanding of financial markets and can effectively simplify complex financial concepts while building relationships with clients

Strong time management and organizational skills

Comfortable with multitasking and changing priorities.

Willingness to help improve and develop processes for the back office to better support advisor activities

Experience with Junxure, Morningstar, TD Ameritrade, SEI and American Funds a plus

Proficiency with Windows and Microsoft Office

Education and/or Requirements:

Polished, friendly, professional demeanor

CFP certificate, or in process

New Certified Financial Planner (“CFP”) considered depending on other experience, otherwise a minimum of 3 years of experience in financial services industry

FINRA Series 7 and 66 and or 65 strongly preferred

Ability to successfully pass a background and credit check

Experience in an independent financial services firm preferred

Bachelor’s degree, preferably in finance, accounting, or related field

Impeccable SEC and FINRA record, clean U4

CPA or EA with personal income tax experience a very strong plus