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Director, Securities Regulation & Corporate Governance
Fox News Network
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Manhattan, NY, 10261
... JOB DESCRIPTION We are seeking an experienced lawyer to join our team as a Director, Securities Regulation & Corporate Governance. The Director, Securities Regulation & Corporate Governance will work on a broad range of U.S. securities and corporate ... - May 27
Director, Securities Regulation & Corporate Governance
Fox
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New York City, NY
... JOB DESCRIPTION We are seeking an experienced lawyer to join our team as a Director, Securities Regulation & Corporate Governance. The Director, Securities Regulation & Corporate Governance will work on a broad range of U.S. securities and corporate ... - May 08
Senior Counsel, Securities & Finance
Everquote
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Cambridge, MA
We're searching for an experienced and collaborative Senior Counsel – Securities and Finance to join our growing team. This ... Advise on insider trading compliance, Section 16 filings, and Regulation FD matters. Collaborate with Finance and Investor ... - May 09
Fund/Securities Transactional Attorney
Fawkes IDM
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Dallas, TX, 75215
... Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting due diligence investigations in connection with prospective investments. Preparing and filing required ... - Jun 04
Fund/Securities Transactional Attorney
Fawkes IDM
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Palm Beach, FL, 33480
... Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings. Conducting due diligence investigations in connection with prospective investments. Preparing and filing required ... - May 30
Audit Manager- Markets & Securities
BBVA
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Houston, TX
GENERAL SUMMARY The Internal Audit Manager Markets and Securities Compliance is responsible for leading and executing audit ... capital markets and financial services regulation, including rules and expectations set forth by the SEC, FINRA, FRB, NFA, ... - Jun 04
Senior Program Administrator, OGC Regulation
FINRA
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Washington, DC
... Essential Job Functions: Provide high-quality administrative support for OGC Regulation offices to ensure smooth day-to-day ... employees’ investments and requires financial disclosures that are uniquely related to our role as a securities regulator. ... - May 13
Securities Attorney
Shoals Technology Group
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Portland, TN, 37148
Securities Attorney – Shoals Technologies Group Location: Home Based Inventing Simple® isn’t just a slogan to us, it’s a way of life. Using simple plug-and-play ideology, we revolutionized solar installations in 2003 with our Interconnect SystemTM. ... - May 31
Securities Law Attorney
Monzingo | Legal
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Atlanta, GA, 30301
... knowledge of key regulations and laws, including: Investment Advisers Act of 1940 Securities Exchange Act of 1934 Rules and regulations of self-regulatory organizations State securities laws; and Principles of corporate law and financial regulation. ... - Jun 04
Senior Counsel, Securities
Oscar Health
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New York City, NY
... Counsel, Securities is an important member of the Legal team responsible for driving and executing the organization's compliance with public company obligations, including the Company's SEC filings and insider trading, Section 16 and Regulation FD ... - Jun 04