Compliance Monitoring & Testing Manager

Compliance Monitoring & Testing Manager

Location: REMOTE - some travel to Columbus, OH

Department: Compliance

Base Salary: $100,000-$120,000

Qualifications:

Education: Bachelor's degree required

Certifications: CRCM, CIA, CAMS preferred

Experience: 8+ years in compliance monitoring/testing or audit in financial services, with prior management experience; deep understanding of regulatory risk and compliance requirement

Role Overview:

This role will lead and enhance the Bank's Compliance Monitoring & Testing function. The manager will design, implement, and oversee the annual compliance testing plan and build out a high-performing testing team.

Key Responsibilities:

Lead the Compliance Testing Program across the bank's business lines, with focus on consumer compliance, BSA/AML, and payments regulations

Develop and execute the annual testing and monitoring plan

Review workpapers, reports, and findings; ensure issues are tracked, remediated, and properly documented

Collaborate with Compliance, Legal, Risk, and business units to ensure strong control environments

Prepare and present testing results to senior management and regulators

Mentor, coach, and manage a team of compliance professionals

Drive continuous process improvement and help shape policies and procedures

Skills & Competencies:

Deep knowledge of consumer compliance laws (e.g., Reg E, UDAAP, GLBA, BSA/AML)

Proven leadership and team-building abilities

Strong project management and analytical skills

Excellent verbal and written communication skills

Ability to manage multiple priorities in a fast-paced environment