Lead Wealth Advisor

Lead Wealth Advisor/ Head of Office

My client is an independent personal financial planning and wealth management firm with $7B in AUM serving the HNW & UHNW; ranked by Barron's as a Top 100 RIA in 2024. They're in search of a Lead Financial Advisor to spearhead the launch of their new office, located on the border of Nassau/Suffolk counties. This firm has a client-centric and planning forward approach.

Qualifications for the Financial Advisor:

Has the following licenses: Series 7, Series 66 (or Series 63 + 65), Life and Health

Minimum of 5-10 years of experience in financial services is required

Financial designation preferred, not required (CFP, CFA, CHFC)

Existing book of business

Proven ability to meet with clients and present planning strategies

Demonstrated the ability to source prospective clients

Responsibilities for the Financial Advisor:

Servicing existing client base

Lean on strong referral network to grow business

Utilize Financial Planning expertise

Analyzing and recommending changes to portfolios

Review investment plans and present to clients

Collaborate with portfolio/ estate planning colleagues

Compensation and Benefits:

$175K to $225K base salary + variable compensation (bonus, incentives, possible equity)

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