Assistant Compliance Manager

What will you do

Your core focus will be to develop, communicate, train and enforce/ensure compliance with internal and regulatory requirements in our Scottish offices

Assist in the firm’s existing monitoring activities, ensuring the firm’s obligations to the IPA, ICAS and ICAEW are met.

Assisting with individual regulatory inspection visits from the IPA and ICAEW, including travel to the reviewing offices where necessary.

Attend meetings with regulators and draft responses to case review queries and closing reports.

Supervision of remedial actions/plan of action required following regulatory visits.

Periodic review of compliance with AML / KYC processes.

Assisting with iCompliance helpdesk queries in relation to technical matters.

Assisting in the update and formulation of the firm’s standard documents.

Ability to provide training and guidance

What will we do?

Help you grow by supporting you to learn new skills, build technical knowledge, alongside your professional development

Regularly check in to make sure you’re meeting your personal goals

Give you the opportunity to build your network across our Group and external stakeholders

Provide a competitive salary and benefits package

What are we looking for?

Knowledge and experience of all insolvency processes with a focus and experience on Scottish legislation

At least CPI qualified (or equivalent)

Working knowledge of IPS is essential

Working knowledge of a Document Management System

Good communication skills, both written and verbal, with strong problem-solving abilities

Able to build good working relationships with colleagues and partners, and external stakeholders

Can be based in anywhere in Scotland but ideally close to one of our offices in Glasgow, Edinburgh, Dundee, or Aberdeen

Open to remote working