Compliance & Oversight Director

Full-time

Description

Job Location:

Remote

Are you EPIC?

Do you have the ability to demonstrate, understand and apply HFD’s core purpose and

values in all that you do? At HFD, our mission is to make healthcare more affordable by giving everyone a better way to pay. In order to accomplish this mission, we must ensure that our team is aligned with our E.P.I.C. values:

Excellence: Always exceeding expectations!

Passionate: Executing with boldness!

Innovative: Pioneering a better way!

Collaborative: Together we win!

The EPIC Compliance & Oversight Director, we are seeking:

Reporting to the Chief Compliance Officer, the Compliance & Oversight Director will be responsible for the oversight program of HFD’s providers and vendors, supporting the compliance monitoring and testing program, and being the point person for audit and bank exam management activities.

As a Compliance & Oversight Director, you will:

Ensure the formalization and maintenance of the Vendor Management program

Conduct ongoing reviews of vendors to determine risk levels and to demonstrate appropriate oversight of third parties.

Facilitate proper governance of documentation, tracking, organization of materials, and monitoring activities

Support the due diligence process of new vendors

Maintain the Vendor Management Policy and Program

Be responsible for the on-going oversight of HFD’s providers

Conduct periodic reviews of providers to monitor the level of risk presented to HFD

Support the due diligence process of new providers

Enhance reporting, organization of materials, and tracking of risks and deliverables

Maintain a written procedure for the oversight of providers

Be the point person for audit and exam management activities across the organization.

Respond to item requests

Facilitate discussions and meetings on item requests

Ensure the review of items prior to providing them

Retain & organize provided items for reference

Maintain and adhere to the Exam & Audit Management Procedure

Enhance and maintain the compliance monitoring and testing program

Conduct monitoring activities

Manage issues for non-bank program

Expand the scope of the checklists and reviews

Conduct and evidence compliance reviews in accordance with the M&T program

Other duties as assigned

Requirements

7+ years of experience in financial services, preferably at a fintech or BaaS bank

5+ years of experience in bank consumer compliance and/or CRCM

Bachelor’s degree

Ability to pay close attention to detail and be self-motivated

Ability to multitask and excel in a fast-paced environment

Intermediate proficiency in Microsoft Exce

Salary Description

$110,000 - $160,000, dependent on experience