Responsibilities include but are not limited to: * Develop project management framework and standards for strategic initiatives for Enterprise Compliance Programs that will shape and drive excellence and delivery across Risk and Compliance.
* Identify and implement processes, methods, tools, guidelines and standards, driving adoption of these processes, and methodologies across the Compliance organization.
* Ensure Regulatory Agencies have the right level of information through establishment of strong processes and procedures around tracking of regulatory correspondence, exams and inquiries.
* Analyze compliance data to identify trends and areas for improvement and provide meaningful reports and recommendations.
* Establish strong relationships with key stakeholders and subject matter experts across the three lines of defense, including the relevant risk segments to ensure a more integrated approach to Risk and Compliance matters.
* Conduct training sessions for employees to ensure they understand compliance requirements and best practices.
Required Skills: * Strong understanding of and proven success building program governance across Compliance pillars.
* Ability to analyze various compliance problems or regulations and develop effective solutions and actions.
* Strong influencing, facilitation, and communication skills.
Ability to build strong internal and external relationships.
* Strong writing skills, with ability to synthesize complex concepts and translate into effective presentations to external regulators and Senior Executives.
* Excellent organizational skills; ability to manage multiple high priority initiatives at once.
Highly motivated with the ability to multi-task productively and collaboratively with keen attention to detail.
* Experience in project management with excellent organizational, follow-up and time management skills.
* Intermediate to advanced PC skills for Microsoft Office -- PowerPoint, Word, Excel, and Outlook, Teams, SharePoint.
Required Experience: * Bachelor's degree in related field and minimum of 5 years of compliance related work in Financial Services industry.
Preferred Experience: * Master's degree or J.D.
CRCM Certification or CAMS.