Compliance - Global Banking - AML Risk - Executive Director

Description

Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Compliance Global Banking, AML Risk, Executive Director within the Compliance Conduct and Operational Risk organization, you will manage Bank Secrecy Act/Anti-Money Laundering (BSA/AML) issues for the Commercial and Investment Bank (CIB) and report directly to the Global Financial Crimes Compliance (GFCC) Sector Head. You will focus on addressing AML compliance issues related to correspondent banking customers and flows, and challenging the business to mitigate such risks. You will be responsible for fostering strong relationships with the business and supporting executive leadership directly while providing input on matters relating to financial crime and occasionally operational risks. You are required to be a detail-oriented individual who can understand complex transactional flows and explain complicated situations in a consumable way to senior management and regulators. You must be experienced in understanding treasury payment flows, including the regulatory nature of the payments, and be up to date on industry trends and regulatory expectations. You will work through some of the complexity with peers by challenging assumptions and digging deeper. You will help lead a team of professionals to create global alignment on processes and risk frameworks. It will be important to foster an inclusive workforce and help develop your team to work collaboratively across the firm.

Job Responsibilities

Lead a team of global compliance officers that work with business and support functions for day-to-day AML compliance issues covering domestic and foreign correspondent banking, casinos and online gambling customers, and trade finance products

Lead and support the sales team through the interpretation and implementation of the GFCC Anti-Money Laundering/Know Your Customer processes, assessment of the control environment, OFAC/Sanctions and client Anti-Corruption Compliance

Build relationships, providing counsel and advice to executive level and senior leadership in CIB, ensuring their businesses have adopted and implemented consistent GFCC guidance

Help develop, review and provide feedback on Financial Crime and Operational Risk Assessments, higher risk client types, KYC and Customer Escalation Standards

Input into New Business Initiatives, Change Management, potential M & A and strategic investments and assessing the Financial Crime risk impact on proposed new products and services

Stay abreast of industry trends and emerging risks and anticipate areas of focus and attention of regulators, keeping the business and Compliance colleagues informed·

Set a positive culture of professional development, collaboration and efficiencies

Maintain and continue to build an inclusive and diverse workforce which welcomes new ideas and innovation

Provide oversight and credible challenge at Senior Level Committees and Forums across CIB and GFCC

Provide advice and guidance into new business initiatives, change management, deals (mergers and acquisitions) and strategic investments by assessing the Financial Crime risk impact on proposed new products and services

Required qualifications, capabilities, and skills

10+ years of work-related experience working in senior level roles within Risk Management and Compliance at a Global Financial Institution with strong knowledge of products, services and client types across wholesale banking

Solid understanding of global payment flows and the correspondent banking business

Expert level knowledge and implementation of programs around GFCC Anti Money Laundering/Know Your Customer processes, assessment, The Office of Foreign Assets Control (OFAC)/Sanctions and client Anti-Corruption Compliance

Ability and experience leading teams at scale across the globe

High proficiency & demonstrated experience in presenting and advising senior leadership and regulators

Proven ability to establish a strategic vision and drive strong outcomes and results

Excellent analytical and problem-solving skills, inquisitive nature and comfort challenging current practices

BA/BS degree required

Expertise and experience in being able to update various regulators and ensure active coverage and participation in regulatory exams

Preferred qualifications, capabilities and skills

Strong ability to communicate clear vision and direction

Ability to lead & delegate at scale within a complex global organization

Excellent communication and presentation skills, and the ability to interface with, and influence key internal and external stakeholders and foster collaboration

Ability to assess controls and processes to leverage further opportunities for automation / technological advancement