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Compliance Specialist - Sr
Huntington Bancshares Inc
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Columbus, OH, 43216
... * Compile quarterly and annual reporting required by the FDIC Call Report and SEC Regulation S-X requirements. Responsible for maintenance of relationship indicators in the Bank's system of record, performing preferential reviews on consumer ... - Sep 17
Compliance Risk Management Lead - Vice President
JPMorgan Chase & Co.
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Columbus, OH, 43216
... Additionally, you will need a strong knowledge of investment products including mutual funds, SMAs, ETFs, and hedge funds, and a solid understanding of SEC, OCC, ERISA and DOL rules and regulations, which are critically important to the role. You ... - Sep 21
External Reporting Controller, SEC & Regulatory Reporting, Vice
144780-Payments_Us
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Columbus, OH
... This position supports the SEC and Regulatory Reporting function for the Consumer & Community Banking (CCB) line of business. This function includes the oversight of the financial statement and management reporting process, ensuring a sound control ... - Aug 28
Compliance Risk Management Lead - Vice President
JPMorgan Chase & Co.
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Columbus, OH, 43216
... knowledge of regulatory requirements and operations supporting registered investment adviser (RIA) with a particular focus on SEC and OCC regulations * Excellent interpersonal, presentation, written and oral communication skills * Ability to liaise ... - Sep 20
Financial Reporting Manager
Northwest Bank
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Columbus, OH
Description The Financial Reporting Manager is responsible for the preparation of quarterly financial statements and fillings for external use and ensuring compliance with SEC and GAAP reporting requirements. Additionally, the Financial Reporting ... - Sep 10
Senior Vice President Compliance & Risk Officer, Retirement & Private
Hub International
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Columbus, OH, 43216
... HUB owns several SEC and FINRA regulated entities which the SVP will support to provide consistent compliance support, implementation and recommendations. The SVP is expected to assist in the design, implementation, and maintenance of an efficient ... - Sep 20
Hybrid -Attorney 5 - Senior Compliance Counsel
Commerce
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Columbus, OH
... and CRD) Acts as liaison with other governmental agencies regarding licensing issues (SEC, FINRA, NASAA, other state governments) Plans, directs and coordinates the Division’s program for the conduct of administrative hearings on licensing issues; ... - Sep 14
Computer Network Defense (CND) Specialist with Security Clearance
GovStaff LLC
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Whitehall, OH, 43213
... for SCI access • DOD Approved 8570/8140 Baseline Certification: Category IAT Level II (acceptable certifications are: CompTIA Sec+ CE, CompTIA CySA+, CCNA Security, GICSP, GSEC, SSCP) • Must also have, or be willing to obtain prior to work start, a ... - Sep 16
Legal Counsel - Corporate & Securities
The Wendy's Company
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Dublin, OH, 43017
Provide ongoing legal advice with respect to SEC reporting, public disclosures, Board and Committee support, corporate governance matters, corporate finance matters, executive compensation matters, contract reviews, and general corporate matters. ... - Sep 01
Compliance Specialist Senior- Branch Examiner
Huntington
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Columbus Metropolitan Area, OH
... 3 or more years of Securities or Compliance experience with a basic understanding of SEC and FINRA regulations. Branch examination is a plus. FINRA Series 7 is required. FINRA Series 24 or the ability to obtain the license within 120 days of hire. ... - Sep 04