Compliance Legal Analyst/Manager

Retail bank located in Littleton, MA looking to bring on board a “Compliance Legal Analyst/Manager” to join their team. This role is currently in a hybrid model (3 days in office).

Responsibilities:

Monitor and maintain current knowledge of regulatory and legal requirements relating to Credit Union operations, products, and services.

Assist the VP/Senior Compliance Officer with evaluating, creating processes, programs, and procedures to ensure compliance with all laws and regulations.

Assist the VP/ Senior Compliance Officer and CRO & General Counsel with reviewing, documenting, monitoring, and drafting any necessary responses to legal matters including but not limited to subpoenas and summonses.

Assist the CRO & General Counsel and VP/Senior Compliance Officer to review, draft and/or obtain approval on legal documents such as Non-Disclosure Agreements (NDAs), and contracts.

Assist in the drafting and revising of policies and procedures for Compliance/Risk.

Interact and collaborate with other business departments to ensure and integrate compliance considerations into products and services development and operations of the Credit Union.

Assists the VP/Senior Compliance Officer in handling, recording, and responding to complaints which includes any further actions.

Assist the VP/Senior Compliance Officer in performing ongoing compliance monitoring and the self-testing program of the Credit Union’s departments including branch offices to ensure adherence to all applicable federal and state laws impacting the various lines of business.

Assist the VP/Senior Compliance Officer and collaborates with Learning & Development department with the online compliance training program which includes identification and assignment of the online compliance courses, as well as administration, maintenance, and reporting of the system.

Assist the VP/Senior Compliance Officer with meeting/committee preparation including any necessary assistance during and after any meetings.