Senior Internal Auditor

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.

Reporting to the Director, Internal Audit, this role has the primary objective to To enhance the overall control environment at CI Financial through the development and testing of the Board Approved Internal Audit Plan.

The Senior Internal Auditor will perform operational, compliance and financial audits across key areas for CI Financial. This is a hands-on role that will require knowledge of complex business processes and a range of risks related to business processes, compliance, and technology. The role will also require providing consultative support to business partners to identify opportunities for control improvements.

WHAT YOU WILL DO

Ability to execute audit programs for audits across key business areas, ensuring thorough examination and testing of internal controls.

Build and maintain strong relationships with areas under audit, facilitating effective communication throughout the audit lifecycle, from planning to execution and improvement recommendations.

Assist in the planning, including performing risk assessments to identify potential risks and mitigating controls of planned operational audits.

Complete and maintain documentation, including risk and controls matrices and process flowcharts.

Assist in audit program design and the development and execution of risk-based test procedures to assess design and operating effectiveness of operations, internal controls and procedures.

Document test results and identify process deficiencies, improvement opportunities and root cause to address control design weaknesses.

Assist in drafting audit reports which clearly articulate risk exposure and control recommendations to mitigate risk; and present to process owners and management.

Monitor and track remediation and timely implementation of audit recommendations.

Provide technical guidance and advice to control owners relating to internal control gaps and new processes/systems.

Continuously evaluate current controls and recommend ways to rationalize and optimize controls through automation.

Consult on new business initiatives and acquisitions and assess the impact of the changes on internal controls.

Assist in the coordination and receipt of SOC1 and SOC2 reports from third party providers; complete SOC report assessments; and work with management to identify and document controls necessary to rely upon such reports.

Support the preparation of material, presentations, and other documentation as required for periodic management and Audit Committee meetings.

Hybrid work arrangement

Overtime may be required to meet deadlines

WHAT YOU WILL BRING

Good understanding of risks and controls for Business Processes.

Detail-oriented and able to work well under pressure and accustomed to project work with tight deadlines.

Good analytic, troubleshooting, and problem solving to convey audit findings and recommendations to stakeholders.

Creative, self-starter, quick thinker and dedicated individual.

CISA, CISM, CIA and or relative certification is an asset.

3+ years experience in Public accounting or internal audit background.

Strong understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes / areas / functions.

Experience at a financial services firm an asset

Knowledge, Skills, and Abilities

Excellent interpersonal skills to interact and develop strong professional relationships with process owners, management, colleagues, and external stakeholders.

Strong verbal and written communication skills ensuring proper documentation of working papers and audit reports and presenting to peers and management.

Knowledge of internal auditing standards, procedures, techniques and internal controls.

Knowledge of asset/wealth management and financial services an asset.

Knowledge of the COSO Internal Controls Framework

CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms. Since 1965, we have consistently anticipated and responded to the changing needs of investors. We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice. Our commitment to the highest levels of performance means that whatever their position, CI employees must be comfortable in a fast-paced environment that will stretch them to tap into their highest potential. Employees with a healthy dose of ambition, a desire to commit to a curious mindset for continuous learning, and a willingness to go the extra mile thrive at CI.

WHAT WE OFFER

Modern HQ location within walking distance from Union Station

Flexible & Hybrid Work Program

Equipment Purchase Program

Training Reimbursement

Paid Professional Designations

Employee Share Purchase Program (ESPP)

Corporate Discount Program

Enhanced group benefits

Parental Leave Top–up program

Fitness membership discounts

Volunteer paid Days

Complimentary vending machines

We are focused on building a diverse and inclusive workforce. If you are excited about this role and are not confident you meet all the qualification requirements, we encourage you to apply to investigate the opportunity further.

Please submit your resume in confidence by clicking “Apply”. Only qualified candidates selected for an interview will be contacted. CI Financial Corp. and all of our affiliates (“CI”) are committed to fair and accessible employment practices and provide reasonable accommodations for persons with disabilities. If you require accommodations in order to apply for any job opportunities, require this posting in an additional format, or require accommodation at any stage of the recruitment process please contact us at, or call ext. 4747.

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