Senior Manager - Controls & Compliance (Business)

Role Title: Senior Manager – Controls & Compliance (Business Control - R2R)

Reporting Manager: Deputy General Manager – Controls & Compliance

Location: Pune

Purpose of the Role:

Control testing specialist

Job Responsibilities:

Perform control testing (design and operating reviews) – Control testing under SoX and ICoFR (TOD and TOE)

Responsibility of managing controls documentation under the controls framework in line with best practices and as required under applicable regulations

Remediation management for all controls across all Group entities under SoX and ICoFR regulations

Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements

Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower

Work with stakeholders (internal and external) to resolve problems; answers questions; Reviews work flow processes; provides continuous process improvement suggestions

Manage a team of SOX testers and ensure delivery of audit program with high quality standards; conduct performance reviews; aid career progression

Desired Candidate Profile:

Proficient in performing risk based control testing. Expertise in performing Test of Design, Test of Operating effectiveness, Sampling methodology, Issue identification and remediation.

Familiar with audit and control test methodology such as completeness, IPE/IUC and EUA.

Familiar with accounting standards (GAAP), PCAOB guidelines, and COSO methodology.

Demonstrable audit mind-set with excellent problem solving, conflict management and time management skills.

Team management skills including the ability to plan and organise teams effectively to meet audit deadlines.

Qualification -

Qualified Chartered Accountant (CA) Or MBA Finance

Skills & Competencies:

Mandatory

Total experience of 5 to 12 years in SOX testing/ Risk and Controls/ Internal Audit.

Worked on business control testing / internal audit projects individually as well as part of larger teams.

Performed test of design and operative effectiveness in a complete audit cycle.

Managed multiple stakeholders / senior management to agree on risk based issues and remediation.

Added advantage

Experience of managing small teams.

Worked on international SOX testing programme or specific ICOFR programmes.

Experience of working in Big 4 / cross border control testing teams.

Performed risk based control testing with SAP as the primary ERP.