VP Internal Audit-Global Markets

Title: Vice President Internal Audit (Global Markets)

Office Status: Hybrid-2 days a week in office

A growing investment banking company is looking for a Vice President of Internal Audit that will be a key team member in performing complex and critical audits and assessments. This position focuses on continuing to build out the investment banking effort, enhancing the capital markets businesses.

This firm is an American multinational independent investment bank and financial services company that is headquartered in New York City.

Details:

Executing the audit plan in accordance with Internal Audit standards, and relevant regulations

Lead and execute on of all phases of an audit (Planning, Fieldwork, Reporting and Follow-up)

Establish strong working relationships with management

Work closely with audit colleagues in the early identification of emerging control issues and reporting them timely to Audit Management and business stakeholders.

Develop recommendations to strengthen internal controls and improve operational efficiency.

Finalize audit findings and using judgment opine on the control environment.

Deliver audit reports in accordance with Internal Audit standards

Qualifications:

Minimum bachelor’s degree; advanced degree and/or certification (CPA, MBA, etc) preferred

A comprehensive understanding of Capital Markets/ Equities and Fixed Income Sales and Trading business activities

Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management