Compliance Policy and Governance Analyst

Job Description

United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-based service to help our clients achieve financial success. The strength of UTB is our ability to listen and react to our customer’s needs in a timely, personal, and professional manner.

We are currently seeking a Compliance Policy and Governance Analyst to join our growing compliance department. You will be responsible for supporting the development, implementation, and maintenance of a robust compliance, governance, and controls framework. The ideal candidate has a background that involves direct exposure to development of second-line control testing for BSA/AML programs, and monitoring of related policies, procedures and risk assessments. This role will be key in ensuring UTB’s adherence to regulatory requirements, internal policies, and industry best practices. Candidates must excel in oral and written communication, technical writing, and data analysis skills, as well as a strong understanding of FFEIC BSA/AML examination guidelines. This position reports to the VP, Head of Compliance Programs, Policies and Controls and will office from our north Dallas corporate headquarters.

What You'll Do:

Assist and support in leading enterprise-wide compliance process and control improvement programs.

Execute second-line compliance control testing program, specifically BSA/AML controls.

Execute compliance metric program including performance, control, and risk metrics.

Execute other compliance risk assessments in collaboration with stakeholders.

Enhance compliance policies and frameworks in conjunction with compliance leaders.

Support execution of compliance technology strategy and roadmap.

Administer of risk and control self-assessment program, key risk indicators program, and risk event management program.

Execute objectives of the Risk and Compliance Department including strategic planning, resourcing, and management.

Assist in planning and managing complex compliance programs and projects to ensure high-quality and timely execution and communication with all relevant internal and external stakeholders. This includes measuring, monitoring, and reporting on progress; identifying and timely escalating issues blocking progress; and reprioritizing to adapt to changing conditions, needs, and constraints.

Stay current on industry and regulatory requirements and issues. Your Qualifications:

Bachelor’s degree, preferably in a business-related field. Advanced degree or professional certification (e.g., CAMS, CRCM, CFE) is a plus.

Minimum 5 years’ experience required in one or more related field(s) including risk-advisory, banking, internal audit, regulatory compliance, BSA/AML Compliance, foreign correspondent banking, Money Service Business, and/or fintech companies.

Experience using automated BSA/AML monitoring systems and performing manual transaction monitoring tasks.

Experience executing independent BSA/AML testing.

Solid understanding of banking regulations, including BSA/AML, OFAC,

Strong analytical skills with the ability to interpret and apply regulatory requirements.

Experience with and understanding of international payments, foreign correspondent banking, cryptocurrency, and wire transfers preferred.

A strong understanding of data analytics using Microsoft excel pivot tables or other similar data analysis tools. Experience with SQL is a plus.Your Certifications:

Certified Anti-Money Laundering Specialist (CAMS) Preferred

Certified BSA/AML Professional (CBAP) Beneficial

Certified Internal Auditor (CIA) – Beneficial

Certified Regulatory Compliance Magner (CRCM) – Beneficial

Certified Global Sanctions Specialist (CGSS) – Beneficial

Certified Regulatory Compliance Manager (CRCM) - Beneficial UTB Employee Benefits

As a full-time UTB employee you’ll enjoy an array of benefits including a generous Paid Time Off allowance available for use during your first year along with a great paid holiday schedule. We also offer our employees a selection of other benefits including:

Medical

Dental

Vision

Telehealth

Health Reimbursement Arrangement (HRA)

Flexible Spending Account (FSA)

Health Savings Account (HSA)

401K with Employer Match

Life Insurance – Employer Provided

Supplemental Life - Voluntary

Short-term Disability

Long-term Disability

Employee Assistance Program

Prescription Discount

Discount Legal Services

ID Theft Protection ServicesUTB is an equal opportunity employer. Qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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