Risk Analyst

About Rockefeller Capital Management

Rockefeller Capital Management is a leading independent financial advisory firm – providing wealth management, asset management, and strategic advisory services to ultra- and high-net-worth individuals, families, businesses, and institutions. Led by President & CEO Gregory J. Fleming, the firm offers an elevated experience based on traditional Rockefeller global family office values of excellence and service.

Formed in 2018 following the acquisition of Rockefeller & Co., Inc., the firm is rapidly extending its historic brand into contemporary markets. Based in New York City, it has over forty offices in the United States and London and oversees some $112 billion in client assets.

Position

Rockefeller Capital Management offers a distinctive experience as a premier independent financial advisory firm. Our diversified businesses, boutique size, and entrepreneurial culture shape a dynamic, personalized experience for our Analysts. The Risk Management Analyst will report directly to the Head of Risk Management. The Risk Management Analyst will support the execution of the enterprise risk management framework across all Rockefeller Capital Management businesses and support functions. The Risk Management Analyst will assist the firm’s Head of Risk Management in the development and execution of the firm’s risk management programs including but not limited to:

• Risk policies/framework maintenance.• Risk appetite monitoring.• Management of errors/losses/lessons learned.• Tracking of outstanding issues.• Execution of Risk and Control Self-Assessments (RCSA).• Control testing.• Risk metric reporting.• Governance material preparation.

Responsibilities

• Contribute to the drafting and maintenance of risk policies and procedures, including recommendations for continuous enhancements to keep up with evolving business and risk landscape. • Maintain the incidents database by logging and categorizing errors/losses utilizing the Firm’s risk taxonomy. Conduct appropriate risk analytics and produce management reporting. • Tracking of open risk exposures and remediation status.• Documentation of RCSAs including key controls, residual/inherent risks, and control enhancements.• Conduct targeted controls testing to validate control effectiveness.• Collect key risk indicators (KRIs) across the Firm and produce risk reporting for executive management. • Assist with the preparation of committee/working group presentations and related materials.

Qualifications

• Bachelor’s degree in Finance, Accounting, or related work experience. • 1-3 years of experience in financial services industry or internal control role• Understanding of enterprise risk management concepts including operational and credit risks. • Experience in wealth management (Broker/Dealer, RIA), banking, asset management industry a plus.

Skills

• Ability to stay organized and prioritize deliverables in a fast-paced environment.• Ability to meet target dates without delays.• Problem solving skills, offering creative solutions.• Inquisitive mindset with ability to acquire knowledge proactively. • Ability to leverage technology to automate manual tasks.• Attention to detail and deliver high quality error-free work.• Strong interpersonal skills and team player.• Strong written and verbal communication skills.

Disclosure

Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).

Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.

Full Time