Audit Manager, Vice President - Chief Data Office

Audit Manager

We are on the lookout for a talented Audit Manager to join our Chief Data & Analytics Office (CDAO) Audit team! This is your opportunity to play a crucial role in enhancing our organization's governance and operational excellence! The Chief Data & Analytics Office governs and enables firm wide Artificial Intelligence & Machine Learning capabilities, drives strategy and solutions to maximize the value of data across the firm, as well as designing and delivering enterprise data and analytics capabilities through key products and platforms. This position will support the audit coverage for Firmwide Chief Data Office and Firmwide Privacy Office.

As an Audit Manager on the Chief Data & Analytics Office team, you will develop and execute the annual audit plan, manage audit engagements, oversee and perform audit testing, manage audit staff and participate in applicable control and governance forums.

Job Responsibilities

Lead and participate in Technology and Operational audit engagements from planning to reporting and produce quality deliverables to both department and professional standards while ensuring audits are completed timely and within budget

Partner with colleagues and stakeholders to evaluate, test and report on the design and operating effectiveness of management's controls

Communicate audit findings to management and identify opportunities for improvement

Create and maintain collaborative working relationships with stakeholders, while providing independent challenge

Effectively manage teams where required, performing timely review of work performed and providing honest and constructive feedback

Contribute to a collaborative working environment with team members and peers, supporting a culture that encourages integrity, respect, excellence and innovation

Stay up to date with evolving industry and regulatory developments

Find ways to drive efficiencies in audit process through automation while embracing the innovative opportunities offered by new technologies

Required Qualifications, Capabilities And Skills

7+ years of internal or external auditing experience, or relevant

7+ business experience

Bachelor's degree (or related financial experience) in Technology, Accounting, Finance, or related discipline

Understanding of internal control concepts with the ability to evaluate and determine the adequacy of control design and operating effectiveness in an integrated manner

Understanding of key data risk pillars including data governance, data quality, data use, data protection, data localization, data retention and destruction, data storage, and data tooling

Understanding of Privacy related Laws and Regulations, GDPR, GLBA, Data Privacy Impact Assessment, Privacy Incident Reporting, and Privacy Disclosure and Notices

Ability to effectively and efficiently execute audit testing and complete audit workpaper documentation

Extensive experience of internal or external auditing

Adaptable to changing business priorities and ability to multitask in a constantly changing environment

Excellent verbal and written communications skills

Great interpersonal and influencing skills, with the ability to establish credibility and build strong partnerships with senior business and control partners

Preferred Qualifications, Capabilities And Skills

Experience of the banking industry and technology and/or business control environment Experience with auditing technology controls and an understanding of emerging technology

Experience with internal audit methodology and applying concepts in audit delivery and execution

Excellent verbal and written communication skills with strong interpersonal skills to present complex and sensitive issues to senior management and influence change

Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness

Professional qualification or certification (e.g. CISA, CPA, ACCA, CIA)

Certification in Data Management and Privacy is preferred (e.g., CIPP/E, CIPM, CDMP, ISACA)