Trading resumes in Huntington Station, NY

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Manager Branch

Farmingdale, NY
... Manager / Compliance- (Full-time) Jan 2018 – Nov 2018 Conducted transaction surveillance, examining trade blotters, exception / activity reports, and trade orders daily for the following: cost – equity ratios, turnover ratios and excessive trading; ... - Aug 16

Compliance Officer & Branch Examiner

Weston, CT
... Conducted pattern-based supervision to ensure compliance of all branch sales, advice, trading, and cashiering activities and practices. Passed all annual compliance exams. Our business unit’s best practices and feedback helped to shape improvements ... - Aug 14

Accounting, Operations, Hedge Funds, Futures/Options

White Plains, NY
... Extensive operations background in fund management, securities trading and trading advisor roles. Strong management background with exposure across multiple products, lines and strategies. Notable accomplishments include the creation of domestic and ... - Aug 09

IB Front to Back Operations

Hartsdale, NY
... My experience has given me a hands-on level appreciation of the trade-life-cycle from beginning to end including onboarding the client initially, getting them set up on an electronic trading platform (if applicable), ensuring the Front Office system ... - Aug 07

Real Estate Sales

Rye, NY
... and Capital Raising Lorentz Capital, LLC/ Fintech Singularity Trading, LLC 2014-2017 Ultra Low Latency, Event Driven, Arbitrage Hedge Fund CEO From ideation and development through completed functional product that produced stellar profits. ... - Aug 05

Engineer Support

Flushing, NY
... • 2007 to 2011 as IBM GTS field support Specialist, Support, set up and service IBM Blades, P Serial •Servers for JPMorgan, Merrill lynch and Bank of American, Set up Trading flood IBM M Workstations, •Bloomberg Workstation. Dictaphone and Multi ... - Aug 05

Manager Desktop Support

Stamford, CT
... Hewlett Packard, NY, NY 2011 - 2015 Global Head Network Operations, Incident and Problem Manager Responsible for support of all Bank of America/Merrill Lynch Global Data Centers and trading facilities. Implemented a Global Network Operations Center ... - Jul 31

Software Developer Design

Oceanside, NY, 11572
... 2010 Software Developer Utilized: C#/VB.NET, SQL Server, MS Access, ASP.NET, Sterling ActiveX API Accomplishments: ·Design and development the trading applications based on Sterling ActiveX API. Applications include GUI with ability to get real time ... - Jul 18

Sales Executive

The Bronx, NY
... calls, sourcing and compiling data, and research • Was exposed to elements of investment banking, venture capital, sales & trading while group underwent deal process • Created pitch decks for early stage biotechnology companies and expanding global ... - Jul 09

Executive Assistant Office

Scarsdale, NY, 10583
Anna Carpio Connecticut & Westchester, NY 917-***-**** Bedford Hills, NY Executive Assistant with extensive trading floor, administrative, and business management experience; excellent communication, leadership, and ... - Jul 09
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