Dealer resumes in Huntington Station, NY

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Manager Branch

Farmingdale, NY
... Note: The majority of my Financial Services experience has been within the Broker-Dealer environment. In between such work I did bank consulting. My skill set is transferable to all aspects of the financial services industry. - Aug 16

Accounting, Operations, Hedge Funds, Futures/Options

White Plains, NY
... Represented the shareholders as a board member for three companies (Food processor, Auto parts distributor and Sales Fulfillment dealer). Liquidated company-owned silver portfolio via private sales and international auction houses. Successfully ... - Aug 09

Project Manager Business Analyst

The Bronx, NY
... Lync (Instant Messaging), SKYPE for Business Bank of America -- Consulting 09/15 – 09/17 Senior Project Manager - Infrastructure / Migrations – Broker Dealer Separation, Global / Off-shore This Program concerns the separation of BAC’s retail and ... - Aug 08

Management Project Manager

Smithtown, NY
... Specialized knowledge base on the following topics: Broker-dealer processes, industry regulations, Vendor Risk Management, and Technology Risk & Control. AREAS OF EXPERTISE Operational Risk Trade Execution and Settlement Client Services Operational ... - Jul 29

Manager Customer Service

The Bronx, NY
... Compliance review and risk assessment of GT’s activities, such as dealer’s communication surveillance and entertainment confirmations. Prepare for external regulator examination and internal audit requirement as required. Ad hoc projects. 2013 – ... - Jul 08

PMP Certified Project Manager

Huntington, NY
... relationship tier models BANK OF AMERICA MERRILL LYNCH, Global Technology and Operations – Jersey City, NJ 2017 - June 2018 Project Manager, Contractor Work Stream Owner within an Enterprise-wide Legal Entity Broker / Dealer restructuring program. ... - Jun 20

Director of Sales and Operations

Fairfield, CT
... Analyzed multiple USA equipment companies’ draught and training capabilities and established dealer installer network, which led to one national partner. Negotiated 15% discount on all equipment purchased. Heineken USA, Group Off & On-Premise ... - Jun 14

Manager Front Office

Huntington Station, NY
... Oversee the MBSCC trade matching and processing of all MBS transactions which includes daily trade balancing, transaction processing, and providing position updates to hedge fund/broker dealer clients. Daily support of CLOs/CMOs includes performing ... - Jun 06

Manager Service

The Bronx, NY
... ), New York, New York October 2015 to April 2016 Compliance Consultant Contract assignment to assist the Global Compliance Officer in the administration of her duties covering domestic and offshore advisory affiliates and a limited broker-dealer; ... - May 22

Customer Analyst

Farmingdale, NY
... FINRA: Bank - Affiliated Broker Dealer Understanding Role Reference available upon request - May 16
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