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Associate/Analyst

Location:
Atlanta, GA, 30093
Salary:
65K to 75K
Posted:
February 16, 2009

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Resume:

Norcross, GA *****

CHRISTOPHER L. TYNER

Investment Analyst (Equities & Fixed Income Securities)

Financial services professional with eight years of investments and securities experience seeks a position as an Investment Analyst, which would include the following responsibilities:

(1) Generating investment ideas (2) Performing initial investment/trade reviews and due diligence

(3) Financial and industry research (4) Financial and valuation analysis (5) Structuring, negotiating and documenting transactions (6) Monitoring investments through portfolio performance metrics and management.

EDUCATION

August 1991 – May 1996 The University of Alabama Tuscaloosa, AL

Bachelors of Science in Commerce and Business Administration

Major – Corporate Finance and Investment Management

SUMMARY OF QUALIFICATIONS

March 2000 – Present NASD & NON NASD Licensing (Clean U – 4 & CRD)

*Series 3,4,7,24,39,53,55,63,65,86,87,CFA/FRM/CTP/CCM Candidate 2008/2009

*Alabama Property/Casualty and Variable Life/LHA License

*Alabama Real Estate License

WORK EXPERIENCE

November 2003 – September 2008 ProEquities, Inc. Birmingham, AL

Securities Trader

*Responsible for the prompt execution of stocks, mutual funds, corporate bonds, municipal bonds,

government bonds, treasury securities, CMOs, ABSs, MBSs, brokered CDs and option transactions for ProEquities brokers.

*Back office support for Direct Participation & Investment Programs (REITs, Real Estate Funds, Oil & Gas Programs) etc.

*Responsible for the timely processing and execution of ESOPs for clients.

*Reconciled sundry account, error account, average price account and rejects account for trading division.

*Provided support for systematic reinvestment and liquidation programs of mutual funds for clients.

*Maintained support for IRAs being processed and maintained by Pershing and ProEquities.

*Responsible for the FINRA OATS & Best Execution Report and maintained ProEquities stance on prompt execution procedures for securities orders.

*Reviewed ticket charges accessed by ProEquities back office for the execution and reporting of trades to clients by their respective brokers.

August 2001 – August 2002 SouthTrust Securities Birmingham, AL

Retail Securities Officer

*Performed stock, mutual fund, corporate bond, municipal bond, government bond, options transactions for customers and brokers on the floor of the NYSE.

*Provided quotes and market information on products traded on the equities and bond desks.

*Established brokerage accounts on the BHC system for customers and brokers, recorded account. numbers and forwarded appropriate documentation to new accounts department.

*Provided product support for institutional and fixed income trading specialists.

*Initiated research for customers and brokers with questions regarding their respective accounts.

*Established and maintained self-directed IRA’s on the BHC system, processed and maintained

documentation, coordinated periodic and mandatory distributions.

October 1999 – April 2001 Regions Investment Company Birmingham, AL

Retail Securities Specialist

*Provided information on brokerage products and services to potential customers.

*Executed, monitored and reported purchase and sell orders of stocks and options to customers.

*Maintained reported information on all transactions executed on trading desk.

*Provided customer service by handling a variety of client requests, questions and complaints.

*Maintained an awareness of trends and regulations in securities markets to ensure compliance.

*Collected funds from customers due to nonpayment, dividend charges, etc.

*Provided customers with information on tender offers, reorganizations, margin requirements,

stock splits, etc.

Computer Skills MS Office Suite, Bloomberg Workstation, NetXProExchange

Seminars

*Wall Street Investment Banking Analyst Training Modules (Analysis Modules)

*Participated in the New York Institute of Finance Seminar on Fixed Income Securities

*Participated in the New York Institute of Finance Seminar on Options

REFERENCES AVAILABLE UPON REQUEST



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